Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 25, 2011

Resources

Notice Rule: SEC Issued Version (pdf 53.3 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 19, 2011

File Number

SR-NASDAQ-2011-095

Rule Type

Notice

Release Number

34-64958

SEC Issue Date

July 25, 2011

Federal Register Publish Date

July 29, 2011

Document Citation

76 FR 45629

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination

Resources

Details