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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Submit a Comment on SR-GEMX-2021-10

Last Reviewed or Updated: Nov. 16, 2021

Resources

Notice Rule: SEC Issued Version (pdf 179.09 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 13, 2021

File Number

SR-GEMX-2021-10

Rule Type

Notice

Release Number

34-93583

SEC Issue Date

Nov. 16, 2021

Federal Register Publish Date

Nov. 22, 2021

Document Citation

86 FR 66356

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Public Comments

Resources

Details