Notice Rule

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 1015, 9261, 9341, 9524, 9830 and Funding Portal Rule 900 (Code of Procedure) to Permit Hearings Under Those Rules to Be Conducted by Video Conference

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2023-008

Last Reviewed or Updated: June 6, 2023

Resources

Notice Rule: SEC Issued Version (pdf 212.28 KB)

Details

Public Comments Due
File Number
SR-FINRA-2023-008
Rule Type
Notice
Release Number
34-97403
SEC Issue Date
Federal Register Publish Date