Notice Rule
Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision)
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Release Number
34-97237
SEC Issue Date
Federal Register Publish Date
Document Citation
88 FR 20568
Last Reviewed or Updated: Nov. 17, 2023
Details
Public Comments Due
21 days after publication in the Federal Register
File Number
SR-FINRA-2023-006
Rule Type
Notice
Release Number
34-98980
SEC Issue Date
Public Comments