Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: March 22, 2023

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2023-005

Rule Type

Notice

Release Number

34-97184

SEC Issue Date

March 22, 2023

Federal Register Publish Date

March 28, 2023

Document Citation

88 FR 18359