Order Rule

Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2022-015

Last Reviewed or Updated: June 27, 2023

Resources

Order Rule: SEC Issued Version (pdf 154.18 KB)
Order Rule: Federal Register Version

Details

Public Comments Due

21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register

File Number
SR-FINRA-2022-015
Rule Type
Order
Release Number
34-95791
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 57731