Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 4111 (Restricted Firm Obligations) and 9561 (Procedures for Regulating Activities Under Rule 4111)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: June 6, 2022

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2022-014

Rule Type

Notice

Release Number

34-95048

SEC Issue Date

June 6, 2022

Federal Register Publish Date

June 10, 2022

Document Citation

87 FR 35582