Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 13000 Series (Code of Arbitration Procedure for Industry Disputes) To Align the Code With the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: May 18, 2022

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2022-012

Rule Type

Notice

Release Number

34-94942

SEC Issue Date

May 18, 2022

Federal Register Publish Date

May 24, 2022

Document Citation

87 FR 31592