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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 26, 2016

Resources

Notice Rule: SEC Issued Version (pdf 114.72 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 23, 2016

File Number

SR-FINRA-2016-016

Rule Type

Notice

Release Number

34-77923

SEC Issue Date

May 26, 2016

Federal Register Publish Date

June 2, 2016

Document Citation

81 FR 35432

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Resources

Details