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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of "Reporting Member" in the Order Audit Trail System Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 20, 2014

Resources

Notice Rule: SEC Issued Version (pdf 40.51 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 17, 2014

File Number

SR-FINRA-2014-024

Rule Type

Notice

Release Number

34-72191

SEC Issue Date

May 20, 2014

Federal Register Publish Date

May 27, 2014

Document Citation

79 FR 30219

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of "Reporting Member" in the Order Audit Trail System Rules

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of "Reporting Member" in the Order Audit Trail System Rules

Resources

Details