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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 30, 2011

Resources

Notice Rule: SEC Issued Version (pdf 70.67 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 29, 2011

File Number

SR-FINRA-2011-030

Rule Type

Notice

Release Number

34-64777

SEC Issue Date

June 30, 2011

Federal Register Publish Date

July 8, 2011

Document Citation

76 FR 40412

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details