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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 16, 2010

Resources

Notice Rule: SEC Issued Version (pdf 40.25 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 12, 2011

File Number

SR-FINRA-2010-066

Rule Type

Notice

Release Number

34-63561

SEC Issue Date

Dec. 16, 2010

Federal Register Publish Date

Dec. 22, 2010

Document Citation

75 FR 80556

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations)

Resources

Details