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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 16, 2008

Resources

Notice Rule: SEC Issued Version (pdf 164.91 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2008-063

Rule Type

Notice

Release Number

34-59108

SEC Issue Date

Dec. 16, 2008

Federal Register Publish Date

Dec. 29, 2008

Document Citation

73 FR 79525

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook

Resources

Details