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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule Governing the Anti-Money Laundering Compliance Program

National Securities Exchanges, Chicago Stock Exchange, Inc. (CHX)

Public Comments

Submit a Comment on SR-CHX-2013-09

Last Reviewed or Updated: May 10, 2013

Resources

Notice Rule: SEC Issued Version (pdf 40.89 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 6, 2013

File Number

SR-CHX-2013-09

Rule Type

Notice

Release Number

34-69552

SEC Issue Date

May 10, 2013

Federal Register Publish Date

May 16, 2013

Document Citation

78 FR 28924

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule Governing the Anti-Money Laundering Compliance Program

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule Governing the Anti-Money Laundering Compliance Program

Public Comments

Resources

Details