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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

National Securities Exchanges, BATS Y-Exchange (BYX)

Last Reviewed or Updated: Jan. 28, 2015

Resources

Notice Rule: SEC Issued Version (pdf 40.36 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 24, 2015

File Number

SR-BYX-2015-04

Rule Type

Notice

Release Number

34-74164

SEC Issue Date

Jan. 28, 2015

Federal Register Publish Date

Feb. 3, 2015

Document Citation

80 FR 5858

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

Resources

Details