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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24(a)(2) to Include Riskless Principal Orders To the Types of Orders that May Qualify as Retail Orders under the Retail Price Improvement Program

National Securities Exchanges, BATS Y-Exchange (BYX)

Public Comments

View Received Comments

Last Reviewed or Updated: July 31, 2014

Resources

Notice Rule: SEC Issued Version (pdf 53.33 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 27, 2014

File Number

SR-BYX-2014-013

Rule Type

Notice

Release Number

34-72730

SEC Issue Date

July 31, 2014

Federal Register Publish Date

Aug. 6, 2014

Document Citation

79 FR 45857

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24(a)(2) to Include Riskless Principal Orders To the Types of Orders that May Qualify as Retail Orders under the Retail Price Improvement Program

Public Comments

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24(a)(2) to Include Riskless Principal Orders To the Types of Orders that May Qualify as Retail Orders under the Retail Price Improvement Program

Public Comments

Resources

Details