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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

National Securities Exchanges, BATS Exchange (BATS)

Last Reviewed or Updated: Jan. 28, 2015

Resources

Notice Rule: SEC Issued Version (pdf 42.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 24, 2015

File Number

SR-BATS-2015-05

Rule Type

Notice

Release Number

34-74160

SEC Issue Date

Jan. 28, 2015

Federal Register Publish Date

Feb. 3, 2015

Document Citation

80 FR 5861

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation

Resources

Details