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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

National Securities Exchanges, American Stock Exchange (Amex)

Last Reviewed or Updated: Nov. 29, 2007

Resources

Notice Rule: SEC Issued Version (pdf 268.71 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 27, 2007

File Number

SR-Amex-2007-125

Rule Type

Notice

Release Number

34-56868

SEC Issue Date

Nov. 29, 2007

Federal Register Publish Date

Dec. 6, 2007

Document Citation

72 FR 68911

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders

Resources

Details