|
|
Phlx Rulemaking Archive: 2006
We encourage the public to submit comments on the following Philadelphia Stock Exchange (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Phlx File Number List for 2006
Additional Archives
2023 |
2022 |
2021 |
2020 |
2019 |
2018 |
2017 |
2016 |
2015 |
2014 |
2013 |
2012 |
2011 |
2010 |
2009 |
2008 |
2007 |
2006 |
2005 |
2004 |
2003 |
2002 |
2001 |
2000 |
1999 |
1998
Release No. |
Date |
Details |
Fourth Quarter |
SR-Phlx-2006-90 |
34-55028 |
Dec. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due: February 1, 2007
|
SR-Phlx-2006-53 |
34-55027 |
Dec. 29, 2006 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol
See also: Notice: Rel. No. 34-54807
Comments received are available for this notice.
|
SR-Phlx-2006-34 |
34-54989 |
Dec. 21, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due: January 19, 2007
Additional Release No.: International Series Release 1299
See also: Notice: Rel. No. 34-54652
|
SR-Phlx-2006-86 |
34-54981 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: January 18, 2007
|
SR-Phlx-2006-63 |
34-54978 |
Dec. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data
Comments due: January 18, 2007
Submit comments on SR-Phlx-2006-63
|
SR-Phlx-2006-82 |
34-54973 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A
Comments due: January 18, 2007
|
SR-Phlx-2006-83 |
34-54960 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration
Comments due: January 17, 2007
|
SR-Phlx-2006-70 |
34-54941 |
Dec. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Fees for the Trading of Equity Securities on XLE
Comments due: January 12, 2007
|
SR-Phlx-2006-81 |
34-54914 |
Dec. 11, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
Comments due: January 8, 2007
See also: Order: Rel. No. 34-55114
|
SR-Phlx-2006-59 |
34-54890 |
Dec. 7, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
Comments due: January 3, 2007
See also: Order: Rel. No. 34-55111
|
SR-Phlx-2006-80 |
34-54889 |
Dec. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders
Comments due: January 3, 2007
|
SR-Phlx-2006-74 |
34-54886 |
Dec. 6, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote and Trade Options in Penny Increments
Comments due: January 3, 2007
See also: Order: Rel. No. 34-55153
|
SR-Phlx-2006-78 |
34-54874 |
Dec. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due: January 5, 2007
|
SR-Phlx-2006-51 |
34-54859 |
Dec. 1, 2006 |
Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
Comments due: January 2, 2007
See also: Order: Rel. No. 34-55080
|
SR-Phlx-2006-69 |
34-54834 |
Nov. 29, 2006 |
Notice of Filing of Proposed Rule Change Relating to a Direct Registration System
Comments due: December 28, 2006
See also: Order: Rel. No. 34-55482
|
SR-Phlx-2006-53 |
34-54807 |
Nov. 21, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol
Comments due: December 20, 2006
See also: Order: Rel. No. 34-55027
Comments received are available for this notice.
Submit comments on SR-Phlx-2006-53
|
SR-Phlx-2006-72 |
34-54802 |
Nov. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange’s Foreign Currency Options Floor
Comments due: December 19, 2006
|
SR-Phlx-2006-77 |
34-54788 |
Nov. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities
Comments due: December 19, 2006
|
SR-Phlx-2006-76 |
34-54760 |
Nov. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 185A, Intermarket Sweep Orders – Temporary
Comments due: December 13, 2006
|
SR-Phlx-2006-73 |
34-54749 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Core Session for XLE
Comments due: December 12, 2006
|
SR-Phlx-2006-71 |
34-54746 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying its Payment for Order Flow Program as it Relates to Order Flow Providers
Comments due: December 11, 2006
|
SR-Phlx-2006-62 |
34-54688 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PACE Equity Transaction Charge and NMS Linkage
Comments due: November 30, 2006
|
SR-Phlx-2006-67 |
34-54659 |
Oct. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cap Registered Options Trader and Specialist Equity Option Comparison and Transaction Charges when Certain Requirements Are Met
Comments due: November 24, 2006
|
SR-Phlx-2006-34 |
34-54652 |
Oct. 25, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options
Other Release No.: International Series Release 1298
Comments due: November 24, 2006
See also: Notice: Rel. No. 34-54989
|
SR-Phlx-2006-52 |
34-54648 |
Oct. 24, 2006 |
Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
See also: Notice: Rel. No. 34-54429
Comments received are available for this notice.
|
SR-Phlx-2006-57 |
34-54576 |
Oct. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals from a Hearing Officer or Hearing Panel Decision
Comments due: November 7, 2006
|
SR-Phlx-2006-60 |
34-54555 |
Oct. 2, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee
Comments due: October 31, 2006
|
Third Quarter |
SR-Phlx-2006-58 |
34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69
Comments due: October 27, 2006
|
SR-Phlx-2006-43 |
34-54538 |
Sep. 28, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE
Comments due: October 27, 2006
See also: Notice: Rel. No. 34-54329
Comments received are available for this notice.
|
SR-Phlx-2006-56 |
34-54485 |
Sep. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap
Comments due: October 19, 2006
|
SR-Phlx-2006-52 |
34-54429 |
Sep. 12, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
Comments due: October 10, 2006
See also: Order: Rel. No. 34-54648
Comments received are available for this notice.
|
SR-Phlx-2006-55 |
34-54424 |
Sep. 11, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Dividend, Merger, and Short Stock Interest Strategy Program
Comments due: October 10, 2006
|
SR-Phlx-2006-54 |
34-54423 |
Sep. 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity Option Transaction Charge
Comments due: October 10, 2006
|
SR-Phlx-2006-48 |
34-54387 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: September 28, 2006
|
SR-Phlx-2006-50 |
34-54381 |
Aug. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending Its Pilot Programs for Dividend, Merger, and Short Stock Interest Strategies
Comments due: September 27, 2006
|
SR-Phlx-2006-43 |
34-54329 |
Aug. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to The Exchange’s New Equity Trading System, XLE
Comments due: September 15, 2006
Additional Materials: Exhibit 5
Comments received are available for this notice.
Submit comments on SR-Phlx-2006-43
|
SR-Phlx-2006-28 |
34-54312 |
Aug. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules
Comments due: September 8, 2006
|
SR-Phlx-2006-41 |
34-54298 |
Aug. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period
Comments due: September 6, 2006
|
SR-Phlx-2006-47 |
34-54297 |
Aug. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Equity Payment for Order Flow Program
Comments due: September 6, 2006
|
SR-Phlx-2006-42 |
34-54267 |
Aug. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions
Comments due: August 31, 2006
|
SR-Phlx-2006-46 |
34-54257 |
Aug. 1, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program
Comments due: August 29, 2006
|
SR-Phlx-2006-39 |
34-54237 |
Jul. 28, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws
Comments due: August 24, 2006
|
SR-Phlx-2006-44 |
34-54233 |
Jul. 27, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2006
|
SR-Phlx-2006-45 |
34-54199 |
Jul. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge
Comments due: August 24, 2006
|
SR-Phlx-2006-30 |
34-54190 |
Jul. 21, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reducing Staffing Requirements for Options Specialist Units
See also: Notice: Rel. No. 34-53979
|
SR-Phlx-2006-40 |
34-54174 |
Jul. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Short Stock Interest, Dividend, and Merger Strategy Programs
Comments due: August 15, 2006
|
SR-Phlx-2006-17 |
34-54158 |
Jul. 17, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options
Comments due: August 14, 2006
|
SR-Phlx-2006-35 |
34-54138 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System
Comments due: August 9, 2006
|
Second Quarter |
SR-Phlx-2005-73 |
34-54070 |
Jun. 29, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
See also: Notice: Rel. No. 34-53776
|
SR-Phlx-2006-37 |
34-54050 |
Jun. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due: July 26, 2006
|
SR-Phlx-2005-61 |
34-54036 |
Jun. 23, 2006 |
Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
See also: Notice: Rel. No. 34-53795
|
SR-Phlx-2006-38 |
34-54017 |
Jun. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due: July 18, 2006
|
SR-Phlx-2005-42 |
34-54009 |
Jun. 16, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
See also: Notice: Rel. No. 34-53548
Comments received are available for this notice.
|
SR-Phlx-2005-65 |
34-54011 |
Jun. 16, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange’s Business Conduct Committee and Disciplinary Rules
See also: Notice: Rel. No. 34-53846
|
SR-Phlx-2005-69 |
34-53981 |
Jun. 14, 2006 |
Order Approving Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
See also: Notice: Rel. No. 34-53757
|
SR-Phlx-2006-30 |
34-53979 |
Jun. 14, 2006 |
Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units
Comments due: July 11, 2006
See also: Order: Rel. No. 34-54190
|
SR-Phlx-2006-36 |
34-53938 |
Jun. 5, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: July 5, 2006
|
SR-Phlx-2006-29 |
34-53933 |
Jun. 1, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index
Comments due: June 29, 2006
|
SR-Phlx-2006-18 |
34-53874 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options
Comments due: June 23, 2006
|
SR-Phlx-2006-27 |
34-53870 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange’s Directed Order Flow Pilot Program
Comments due: June 22, 2006
|
SR-Phlx-2005-65 |
34-53846 |
May 19, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules
Comments due: June 12, 2006
See also: Order: Rel. No. 34-54011
|
SR-Phlx-2006-33 |
34-53841 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program
Comments due: June 16, 2006
|
SR-Phlx-2006-26 |
34-53831 |
May 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements
Comments due: June 15, 2006
|
SR-Phlx-2006-32 |
34-53822 |
May 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options
Comments due: June 13, 2006
|
SR-Phlx-2005-61 |
34-53795 |
May 12, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules
Comments due: June 8, 2006
See also: Order: Rel. No. 34-54036
|
SR-Phlx-2006-04 |
34-53790 |
May 11, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values
See also: Notice: Rel. No. 34-53584
|
SR-Phlx-2005-73 |
34-53776 |
May 9, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange’s Obvious Error Rule
Comments due: June 5, 2006
See also: Order: Rel. No. 34-54070
|
SR-Phlx-2006-20 |
34-53761 |
May 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists that Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage
Comments due: June 2, 2006
|
SR-Phlx-2005-69 |
34-53757 |
May 3, 2006 |
Notice of Filing of Proposed Rule Change to Amend Phlx Rule 784, Reports of Options
Comments due: May 31, 2006
See also: Order: Rel. No. 34-53981
|
SR-Phlx-2006-25 |
34-53754 |
May 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program
Comments due: May 31, 2006
|
SR-Phlx-2005-93 |
34-53734 |
Apr. 27, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due: May 26, 2006
See also: Notice: Rel. No. 34-53518
|
SR-Phlx-2005-62 |
34-53692 |
Apr. 20, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registrations
Comments due: May 18, 2006
See also: Notice: Rel. No. 34-53496
|
SR-Phlx-2006-24 |
34-53688 |
Apr. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated with Participation in the Web Central Registration Depository
Comments due: May 18, 2006
|
SR-Phlx-2005-80 |
34-53673 |
Apr. 18, 2006 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
See also: Notice: Rel. No. 34-53514
|
SR-Phlx-2006-21 |
34-53670 |
Apr. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delaying Implementation of Its Cancellation Fee
Comments due: May 15, 2006
|
SR-Phlx-2006-22 |
34-53650 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees
Comments due: May 11, 2006
|
SR-Phlx-2006-23 |
34-53643 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders
Comments due: May 10, 2006
|
SR-Phlx-2006-15 |
34-53612 |
Apr. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements
Comments due: May 3, 2006
|
SR-Phlx-2006-19 |
34-53604 |
Apr. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the Opening
Comments due: May 3, 2006
|
First Quarter |
SR-Phlx-2006-04 |
34-53584 |
Mar. 31, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values
Comments due: April 24, 2006
See also: Order: Rel. No. 34-53790
|
SR-Phlx-2005-42 |
34-53548 |
Mar. 24, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee"
Comments due: April 21, 2006
See also: Order: Rel. No. 34-54009
Comments received are available for this notice.
|
SR-Phlx-2006-16 |
34-53529 |
Mar. 21, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program
Comments due: April 18, 2006
|
SR-Phlx-2005-93 |
34-53518 |
Mar. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto to Amend its By-Laws and Charter in Connection with a Restructuring of its Board of Governors
Comments due: April 13, 2006
See also: Order: Rel. No. 34-53734
|
SR-Phlx-2005-80 |
34-53514 |
Mar. 17, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders
Comments due: April 17, 2006
See also: Order: Rel. No. 34-53673
|
SR-Phlx-2005-62 |
34-53496 |
Mar. 16, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 13, 2006
See also: Order: Rel. No. 34-53692
|
SR-Phlx-2005-70 |
34-53462 |
Mar. 9, 2006 |
Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454
See also: Notice: Rel. No. 34-53188
|
SR-Phlx-2005-45 |
34-53449 |
Mar. 8, 2006 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets
Comments due: April 5, 2006
See also: Notice: Rel. No. 34-52082
|
SR-Phlx-2006-12 |
34-53407 |
Mar. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due: April 3, 2006
|
SR-Phlx-2006-13 |
34-53388 |
Feb. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: March 28, 2006
|
SR-Phlx-2004-37 |
34-53356 |
Feb. 23, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee
Comments due: March 23, 2006
See also: Notice: Rel. No. 34-52777
|
SR-Phlx-2006-10 |
34-53287 |
Feb. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: March 15, 2006
|
SR-Phlx-2006-01 |
34-53247 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options
Comments due: March 8, 2006
|
SR-Phlx-2005-43 |
34-53243 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Index Option Strike Prices
Comments due: March 6, 2006
|
SR-Phlx-2006-11 |
34-53242 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange’s Opening Rule
Comments due: March 6, 2006
|
SR-Phlx-2005-91 |
34-53228 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Equity Option Specialist Deficit (Shortfall) Fee
Comments due: March 3, 2006
|
SR-Phlx-2005-92 |
34-53226 |
Feb. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees
Comments due: March 6, 2006
|
SR-Phlx-2006-08 |
34-53197 |
Jan. 31, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 715
Comments due: February 28, 2006
|
SR-Phlx-2005-70 |
34-53188 |
Jan. 30, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Deletion of Phlx Rule 454, "Limitations on Members' Trading Because of Options, etc."
Comments due: February 27, 2006
See also: Order: Rel. No. 34-53462
|
SR-Phlx-2005-90 |
34-53180 |
Jan. 26, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Program
Comments due: February 22, 2006
|
SR-Phlx-2006-05 |
34-53166 |
Jan. 23, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism
Comments due: February 17, 2006
|
SR-Phlx-2006-02 |
34-53147 |
Jan. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM Index Option
Comments due: February 15, 2006
|
SR-Phlx-2005-67 |
34-53139 |
Jan. 18, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow
See also: Notice: Rel. No. 34-52903
|
SR-Phlx-2005-82 |
34-53115 |
Jan. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees
Comments due: February 13, 2006
|
SR-Phlx-2005-84 |
34-53095 |
Jan. 10, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx Rule 1009 to Reference the Exchange's "designated staff" or "designated department" Instead of its "Department of Securities"
Comments due: February 8, 2006
|
SR-Phlx-2005-75 |
34-53094 |
Jan. 10, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms
Comments due: February 8, 2006
|
SR-Phlx-2005-88 |
34-53078 |
Jan. 9, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees
Comments due: February 3, 2006
|
SR-Phlx-2005-63 |
34-53070 |
Jan. 6, 2006 |
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding
See also: Notice: Rel. No. 34-52834
|
SR-Phlx-2005-87 |
34-53068 |
Jan. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange’s Covered Sale Fee and Exchange Rule 607
Comments due: February 3, 2006
|
SR-Phlx-2005-89 |
34-53046 |
Jan. 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee
Comments due: January 30, 2006
|
Phlx File Number List for 2006 |
Release No. |
Date |
Details |
SR-Phlx-2006-92 |
34-55044 |
Jan. 5, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS
Comments due: February 1, 2007
|
SR-Phlx-2006-90 |
34-55028 |
Dec. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due: February 1, 2007
|
SR-Phlx-2006-88 |
34-55254 |
Feb. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit
Comments due: March 7, 2007
|
SR-Phlx-2006-87 |
34-55877 |
Jun. 7, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials
|
34-55552 |
Mar. 29, 2007 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Options Exchange Officials
Comments due: April 27, 2007
|
SR-Phlx-2006-86 |
34-54981 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: January 18, 2007
|
SR-Phlx-2006-85 |
34-55321 |
Feb. 21, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes
|
34-55173 |
Jan. 25, 2007 |
Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes
Comments due: February 15, 2007
|
SR-Phlx-2006-84 |
34-55071 |
Jan. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Adopt an Appeal Fee
Comments due: February 7, 2007
|
SR-Phlx-2006-83 |
34-54960 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration
Comments due: January 17, 2007
|
SR-Phlx-2006-82 |
34-54973 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A
Comments due: January 18, 2007
|
SR-Phlx-2006-81 |
34-55114 |
Jan. 17, 2007 |
Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
|
34-54914 |
Dec. 11, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange
Comments due: January 8, 2007
|
SR-Phlx-2006-80 |
34-54889 |
Dec. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders
Comments due: January 3, 2007
|
SR-Phlx-2006-79 |
34-55211 |
Jan. 31, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares
Comments due: March 5, 2007
|
SR-Phlx-2006-78 |
34-54874 |
Dec. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees
Comments due: January 5, 2007
|
SR-Phlx-2006-77 |
34-54788 |
Nov. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities
Comments due: December 19, 2006
|
SR-Phlx-2006-76 |
34-54760 |
Nov. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 185A, Intermarket Sweep Orders – Temporary
Comments due: December 13, 2006
|
SR-Phlx-2006-74 |
34-55153 |
Jan. 23, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote Options in Penny Increments
|
34-54886 |
Dec. 6, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote and Trade Options in Penny Increments
Comments due: January 3, 2007
|
SR-Phlx-2006-73 |
34-54749 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Core Session for XLE
Comments due: December 12, 2006
|
SR-Phlx-2006-72 |
34-54802 |
Nov. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange’s Foreign Currency Options Floor
Comments due: December 19, 2006
|
SR-Phlx-2006-71 |
34-54746 |
Nov. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying its Payment for Order Flow Program as it Relates to Order Flow Providers
Comments due: December 11, 2006
|
SR-Phlx-2006-70 |
34-54941 |
Dec. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Fees for the Trading of Equity Securities on XLE
Comments due: January 12, 2007
|
SR-Phlx-2006-69 |
34-55482 |
Mar. 15, 2007 |
Order Granting Approval of a Proposed Rule Change Amending Rules Relating to the Direct Registration System
|
34-54834 |
Nov. 29, 2006 |
Notice of Filing of Proposed Rule Change Relating to a Direct Registration System
Comments due: December 28, 2006
|
SR-Phlx-2006-67 |
34-54659 |
Oct. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cap Registered Options Trader and Specialist Equity Option Comparison and Transaction Charges when Certain Requirements Are Met
Comments due: November 24, 2006
|
SR-Phlx-2006-65 |
34-55305 |
Feb. 15, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index
Comments due: March 16, 2007
|
SR-Phlx-2006-63 |
34-55424 |
Mar. 8, 2007 |
Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Amended, Relating to a Philadelphia Board of Trade Enterprise License Fee for Dissemination of Certain Market Data
Comments due: 21 days after publication in the Federal Register
|
34-54978 |
Dec. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data
Comments due: January 18, 2007
Submit comments on SR-Phlx-2006-63
|
SR-Phlx-2006-62 |
34-54688 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PACE Equity Transaction Charge and NMS Linkage
Comments due: November 30, 2006
|
SR-Phlx-2006-61 |
34-55812 |
May 24, 2007 |
Order Approving Proposed Rule Change and Amendments No. 2 and No. 4 Thereto Relating to Order and Decorum Regulations
|
34-55492 |
Mar. 20, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Order and Decorum Regulations
Comments due: April 17, 2007
|
SR-Phlx-2006-60 |
34-54555 |
Oct. 2, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx's Covered Sale Fee
Comments due: October 31, 2006
|
SR-Phlx-2006-59 |
34-55111 |
Jan. 16, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
|
34-54890 |
Dec. 7, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee
Comments due: January 3, 2007
|
SR-Phlx-2006-58 |
34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69
Comments due: October 27, 2006
See also: Order: Rel. No. 34-55111
|
SR-Phlx-2006-57 |
34-54576 |
Oct. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Appeals from a Hearing Officer or Hearing Panel Decision
Comments due: November 7, 2006
|
SR-Phlx-2006-56 |
34-54485 |
Sep. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap
Comments due: October 19, 2006
|
SR-Phlx-2006-55 |
34-54424 |
Sep. 11, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Dividend, Merger, and Short Stock Interest Strategy Program
Comments due: October 10, 2006
|
SR-Phlx-2006-54 |
34-54423 |
Sep. 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity Option Transaction Charge
Comments due: October 10, 2006
|
SR-Phlx-2006-53 |
34-55027 |
Dec. 29, 2006 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol
|
34-54807 |
Nov. 21, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol
Comments due: December 20, 2006
Comments received are available for this notice.
|
SR-Phlx-2006-52 |
34-54648 |
Oct. 24, 2006 |
Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
|
34-54429 |
Sep. 12, 2006 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations
Comments due: October 10, 2006
Comments received are available for this notice.
|
SR-Phlx-2006-51 |
34-55080 |
Jan. 10, 2007 |
Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
|
34-54859 |
Dec. 1, 2006 |
Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders
Comments due: January 2, 2007
|
SR-Phlx-2006-50 |
34-54381 |
Aug. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending Its Pilot Programs for Dividend, Merger, and Short Stock Interest Strategies
Comments due: September 28, 2006
|
SR-Phlx-2006-48 |
34-54387 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: September 28, 2006
|
SR-Phlx-2006-47 |
34-54297 |
Aug. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Equity Payment for Order Flow Program
Comments due: September 6, 2006
|
SR-Phlx-2006-46 |
34-54257 |
Aug. 1, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program
Comments due: August 29, 2006
|
SR-Phlx-2006-45 |
34-54199 |
Jul. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge
Comments due: August 24, 2006
|
SR-Phlx-2006-44 |
34-54233 |
Jul. 27, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2006
|
SR-Phlx-2006-43 |
34-54538 |
Sep. 28, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE
Comments due: October 27, 2006
Comments received are available for this notice.
|
34-54329 |
Aug. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to The Exchange’s New Equity Trading System, XLE
Comments due: September 15, 2006
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-Phlx-2006-42 |
34-54267 |
Aug. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions
Comments due: August 31, 2006
|
SR-Phlx-2006-41 |
34-54298 |
Aug. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period
Comments due: September 6, 2006
|
SR-Phlx-2006-40 |
34-54174 |
Jul. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Short Stock Interest, Dividend, and Merger Strategy Programs
Comments due: August 15, 2006
|
SR-Phlx-2006-39 |
34-54237 |
Jul. 28, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws
Comments due: August 24, 2006
|
SR-Phlx-2006-38 |
34-54017 |
Jun. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments due: July 18, 2006
|
SR-Phlx-2006-37 |
34-54050 |
Jun. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments due: July 26, 2006
|
SR-Phlx-2006-36 |
34-53938 |
Jun. 5, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: July 5, 2006
|
SR-Phlx-2006-35 |
34-54138 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Options Floor Broker Management System
Comments due: August 9, 2006
|
SR-Phlx-2006-34 |
34-54989 |
Dec. 21, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due: January 19, 2007
Additional Release No.: International Series Release 1299
|
34-54652 |
Oct. 25, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options
Other Release No.: International Series Release 1298
Comments due: November 24, 2006
|
SR-Phlx-2006-33 |
34-53841 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program
Comments due: June 16, 2006
|
SR-Phlx-2006-32 |
34-53822 |
May 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options
Comments due: June 13, 2006
|
SR-Phlx-2006-31 |
34-55375 |
Feb. 28, 2007 |
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted Limit Orders
|
34-55121 |
Jan. 18, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders
Comments due: February 14, 2007
|
SR-Phlx-2006-30 |
34-54190 |
Jul. 21, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reducing Staffing Requirements for Options Specialist Units
|
34-53979 |
Jun. 14, 2006 |
Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units
Comments due: July 11, 2006
|
SR-Phlx-2006-29 |
34-53933 |
Jun. 1, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index
Comments due: June 29, 2006
|
SR-Phlx-2006-28 |
34-54312 |
Aug. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules
Comments due: September 8, 2006
|
SR-Phlx-2006-27 |
34-53870 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange’s Directed Order Flow Pilot Program
Comments due: June 22, 2006
|
SR-Phlx-2006-26 |
34-53831 |
May 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements
Comments due: June 15, 2006
|
SR-Phlx-2006-25 |
34-53754 |
May 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program
Comments due: May 31, 2006
|
SR-Phlx-2006-24 |
34-53688 |
Apr. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated with Participation in the Web Central Registration Depository
Comments due: May 18, 2006
|
SR-Phlx-2006-23 |
34-53643 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders
Comments due: May 10, 2006
|
SR-Phlx-2006-22 |
34-53650 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees
Comments due: May 11, 2006
|
SR-Phlx-2006-21 |
34-53670 |
Apr. 18, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delaying Implementation of Its Cancellation Fee
Comments due: May 15, 2006
|
SR-Phlx-2006-20 |
34-53761 |
May 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists that Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage
Comments due: June 2, 2006
|
SR-Phlx-2006-19 |
34-53604 |
Apr. 5, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the Opening
Comments due: May 3, 2006
|
SR-Phlx-2006-18 |
34-53874 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options
Comments due: June 23, 2006
|
SR-Phlx-2006-17 |
34-54158 |
Jul. 17, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options
Comments due: August 14, 2006
|
SR-Phlx-2006-16 |
34-53529 |
Mar. 21, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program
Comments due: April 18, 2006
|
SR-Phlx-2006-15 |
34-53612 |
Apr. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements
Comments due: May 3, 2006
|
SR-Phlx-2006-13 |
34-53388 |
Feb. 28, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits
Comments due: March 28, 2006
|
SR-Phlx-2006-12 |
34-53407 |
Mar. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Expansion of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due: 21 days after publication in the Federal Register
|
SR-Phlx-2006-11 |
34-53242 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Quoting Obligations for Directed Streaming Quote Traders and Directed Remote Streaming Quote Traders and Changes to the Exchange’s Opening Rule
Comments due: March 6, 2006
|
SR-Phlx-2006-10 |
34-53287 |
Feb. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Imposing Licensing Fees in Connection with the Firm-Related Equity Option and Index Option Fee Cap
Comments due: March 15, 2006
|
SR-Phlx-2006-08 |
34-53197 |
Jan. 31, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 715
Comments due: February 28, 2006
|
SR-Phlx-2006-05 |
34-53166 |
Jan. 23, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism
Comments due: February 17, 2006
|
SR-Phlx-2006-04 |
34-53790 |
May 11, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values
|
34-53584 |
Mar. 31, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values
Comments due: April 24, 2006
|
SR-Phlx-2006-02 |
34-53147 |
Jan. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM Index Option
Comments due: February 15, 2006
|
SR-Phlx-2006-01 |
34-53247 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Phlx's Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options
Comments due: March 8, 2006
|
http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2006.shtml
|