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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking Archive: 2010

We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter |  First Quarter

Phlx File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2010-153
34-63627 Dec. 30, 2010 Order Approving a Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin to Electronically Quote After Assignment
See also:  Notice: Rel. No. 34-63305

SR-Phlx-2010-185
34-63626 Dec. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011
Comments due:  January 27, 2011

SR-Phlx-2010-181
34-63619 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as modified by Amendment No. 1 Thereto Relating to Active SQF Port Fee
Comments due:  January 26, 2011

SR-Phlx-2010-180
34-63603 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination
Comments due:  January 20, 2011

SR-Phlx-2010-179
34-63595 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  January 19, 2011

SR-Phlx-2010-183
34-63594 Dec. 21, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand Its Short Term Option Program
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63875

SR-Phlx-2010-176
34-63575 Dec. 17, 2010 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63860

SR-Phlx-2010-178
34-63569 Dec. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-177
34-63562 Dec. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET
Comments due:  January 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-175
34-63522 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-Phlx-2010-157
34-63509 Dec. 9, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63777

SR-Phlx-2010-174
34-63504 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 5, 2011

SR-Phlx-2010-171
34-63495 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Collection of Exchange Fees
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-172
34-63492 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Changing the Starting Time for NASDAQ OMX PSX
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-173
34-63491 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-Phlx-2010-170
34-63443 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2011

SR-Phlx-2010-166
34-63436 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-164
34-63412 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-169
34-63411 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-165
34-63406 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Billing and Other Clarifying Amendments
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-168
34-63402 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  December 28, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-167
34-63395 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due:  December 27, 2010

SR-Phlx-2010-162
34-63372 Nov. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Price Improvement (PIXL) Fees
Comments due:  December 22, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-163
34-63367 Nov. 23, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Obvious Errors Respecting Complex Trades
Comments due:  December 22, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63692
Comments received are available for this notice.

SR-Phlx-2010-154
34-63351 Nov. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the PHOTO Historical Data Product
Comments due:  December 20, 2010
Comments received are available for this notice.

SR-Phlx-2010-156
34-63350 Nov. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  December 20, 2010

SR-Phlx-2010-158
34-63339 Nov. 18, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-159
34-63334 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-148
34-63318 Nov. 16, 2010 Notice of Filing of Proposed Rule Change Relating to Certain Membership Rules
Comments due:  December 13, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-153
34-63305 Nov. 10, 2010 Notice of Filing of Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Begin to Electronically Quote After Assignment
Comments due:  December 8, 2010
See also:  Order: Rel. No. 34-63627

SR-Phlx-2010-155
34-63257 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-150
34-63252 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-152
34-63219 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-151
34-63198 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-145
34-63192 Oct. 27, 2010 Notice of Filing of Proposed Rule Change to Establish Remote Specialists
Comments due:  November 23, 2010
See also:  Notice/Order: Rel. No. 34-63717

SR-Phlx-2010-146
34-63188 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-144
34-63158 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-143
34-63145 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active SQF Port Fee
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-141
34-63140 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due:  November 16, 2010

SR-Phlx-2010-149
34-63134 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-118
34-63132 Oct. 19, 2010 Order Approving Proposed Rule Change to expand the $.50 Strike Price Program
See also:  Notice: Rel. No. 34-62799

SR-Phlx-2010-119
34-63121 Oct. 18, 2010 Order Approving Proposed Rule Change to Amend Exchange Rule 652 ("Limitation of Exchange Liability and Reimbursement of Certain Expenses") to Require Member Organizations on the Exchange's Trading Floor to Procure and Maintain Liability Insurance
See also:  Notice: Rel. No. 34-62892

SR-Phlx-2010-130
34-63082 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees
Comments due:  November 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-139
34-63071 Oct. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities
Comments due:  November 8, 2010

SR-Phlx-2010-129
34-63070 Oct. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due:  November 5, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-136
34-63064 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015
Comments due:  November 5, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-135
34-63051 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders
Comments due:  November 4, 2010

SR-Phlx-2010-137
34-63050 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX
Comments due:  November 4, 2010

SR-Phlx-2010-131
34-63036 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 1014
Comments due:  November 2, 2010

SR-Phlx-2010-124
34-63034 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Send Certain Information Over the Specialized Quote Feed
Comments due:  October 29, 2010

SR-Phlx-2010-108
34-63027 Oct. 1, 2010 Order Granting Approval to a Proposed Rule Change Relating to a Proposed Price Improvement System, Price Improvement XL
See also:  Notice: Rel. No. 34-62678
Third Quarter

SR-Phlx-2010-134
34-63024 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations
Comments due:  October 27, 2010

SR-Phlx-2010-125
34-63023 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions
Comments due:  October 27, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-126
34-63004 Sep. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses
Comments due:  October 26, 2010

SR-Phlx-2010-123
34-62900 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New FLEX Options Pilot Program
Comments due:  October 8, 2010

SR-Phlx-2010-121
34-62887 Sep. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Feeds
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-119
34-62892 Sep. 10, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Limitation of Exchange Liability
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63121

SR-Phlx-2010-79
34-62877 Sep. 9, 2010 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
See also:  Notice: Rel. No. 34-62519

SR-Phlx-2010-120
34-62876 Sep. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish Fees for NASDAQ OMX PSX
Comments due:  October 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-122
34-62867 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify What Information Must be Entered Into the Exchange's Options Floor Broker Management System
Comments due:  October 6, 2010

SR-Phlx-2010-118
34-62799 Aug. 30, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63132

SR-Phlx-2010-104
34-62783 Aug. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company
Comments due:  September 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-91
34-62776 Aug. 26, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Phlx Rule 604 Relating to Registration and Qualification Requirements for PSX
See also:  Notice: Rel. No. 34-62509

SR-Phlx-2010-115
34-62775 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered under the Investment Company Act of 1940
Comments due:  September 22, 2010

SR-Phlx-2010-117
34-62766 Aug. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions
Comments due:  September 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-112
34-62760 Aug. 24, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting
Comments due:  September 20, 2010
Comments received are available for this notice.
* Submit comments on SR-Phlx-2010-112

SR-Phlx-2010-111
34-62759 Aug. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System
Comments due:  September 20, 2010

SR-Phlx-2010-113
34-62745 Aug. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  September 16, 2010

SR-Phlx-2010-105
34-62744 Aug. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  September 16, 2010

SR-Phlx-2010-109
34-62710 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-108
34-62678 Aug. 10, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX Phlx, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXLSM)
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63027
Comments received are available for this notice.

SR-Phlx-2010-110
34-62661 Aug. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Billing Policies
Comments due:  September 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-89
34-62639 Aug. 4, 2010 Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
See also:  Notice: Rel. No. 34-62394

SR-Phlx-2010-102
34-62631 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-107
34-62628 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Sponsored Access Pilot Program Permanent
Comments due:  August 31, 2010

SR-Phlx-2010-100
34-62619 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-103
34-62616 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 27, 2010

SR-Phlx-2010-98
34-62562 Jul. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  August 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-95
34-62534 Jul. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry
Comments due:  August 16, 2010

SR-Phlx-2010-96
34-62530 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due:  August 16, 2010

SR-Phlx-2010-79
34-62519 Jul. 16, 2010 Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
Comments due:  August 16, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62877

SR-Phlx-2010-90
34-62518 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-91
34-62509 Jul. 15, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX
Comments due:  August 12, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62776

SR-Phlx-2010-93
34-62504 Jul. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due:  August 12, 2010

SR-Phlx-2010-94
34-62472 Jul. 8, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity
Comments due:  August 5, 2010
Additional Materials:   Exhibit 5
Second Quarter

SR-Phlx-2010-88
34-62423 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due:  August 2, 2010

SR-Phlx-2010-72
34-62420 Jun. 30, 2010 Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Expand Its $1 Strike Program to 150 Classes
See also:  Notice: Rel. No. 34-62151

SR-Phlx-2010-80
34-62403 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-18
34-62395 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
See also:  Notice: Rel. No. 34-61486

SR-Phlx-2010-89
34-62394 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62639

SR-Phlx-2010-87
34-62379 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options
Comments due:  July 22, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-85
34-62325 Jun. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options
Comments due:  July 16, 2010

SR-Phlx-2010-83
34-62320 Jun. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Rules Relating to Directed Orders and Eligible Orders
Comments due:  July 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-84
34-62296 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish a Short Term Option Program
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-81
34-62294 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-82
34-62269 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due:  July 8, 2010

SR-Phlx-2010-78
34-62234 Jun. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options under Rule 133
Comments due:  July 6, 2010

SR-Phlx-2010-73
34-62196 Jun. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due:  June 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-48
34-62194 May 28, 2010 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
See also:  Notice: Rel. No. 34-61878

SR-Phlx-2010-77
34-62179 May 26, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule
Comments due:  June 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-67
34-62155 May 24, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface
Comments due:  June 18, 2010

SR-Phlx-2010-72
34-62151 May 21, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program
Comments due:  June 18, 2010
See also:  Order: Rel. No. 34-62420

SR-Phlx-2010-43
34-62147 May 21, 2010 Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations
See also:  Notice: Rel. No. 34-61862

SR-Phlx-2010-69
34-62140 May 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees
Comments due:  June 17, 2010

SR-Phlx-2010-71
34-62105 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees
Comments due:  June 11, 2010

SR-Phlx-2010-66
34-62069 May 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due:  June 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-68
34-62060 May 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options
Comments due:  June 7, 2010

SR-Phlx-2010-65
34-62028 May 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-Phlx-2010-64
34-62009 Apr. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due:  June 1, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-58
34-61994 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 27, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-60
34-61984 Apr. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to QNET Sector Index Option Fees
Comments due:  May 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-62
34-61971 Apr. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-61
34-61961 Apr. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-40
34-61943 Apr. 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
See also:  Notice: Rel. No. 34-61695

SR-Phlx-2010-56
34-61933 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-51
34-61932 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professional"
Comments due:  May 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-55
34-61905 Apr. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professionals"
Comments due:  May 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-48
34-61878 Apr. 8, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
Comments due:  May 7, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62194
Comments received are available for this notice.

SR-Phlx-2010-54
34-61863 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for Participation in NASDAQ OMX PSX
Comments due:  May 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-43
34-61862 Apr. 7, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Quote Spread Parameters and Batching of Violations
Comments due:  May 7, 2010
See also:  Order: Rel. No. 34-62147

SR-Phlx-2010-52
34-61828 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Price Protection Strategy
Comments due:  April 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-47
34-61822 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5
First Quarter

SR-Phlx-2010-49
34-61812 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet IndexSM
Comments due:  April 28, 2010

SR-Phlx-2010-05
34-61802 Mar. 30, 2010 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Professional Orders
Comments due:  April 26, 2010
See also:  Notice: Rel. No. 34-61426

SR-Phlx-2010-20
34-61796 Mar. 29, 2010 Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on which Options are Listed and Traded
See also:  Notice: Rel. No. 34-61539

SR-Phlx-2010-44
34-61776 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  April 21, 2010

SR-Phlx-2010-46
34-61764 Mar. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due:  April 20, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-37
34-61711 Mar. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee
Comments due:  April 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-42
34-61699 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-40
34-61695 Mar. 12, 2010 Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  April 6, 2010
See also:  Order: Rel. No. 34-61943

SR-Phlx-2010-41
34-61686 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-39
34-61685 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-33
34-61684 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-36
34-61667 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS
Comments due:  April 2, 2010

SR-Phlx-2010-25
34-61665 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees
Comments due:  April 2, 2010

SR-Phlx-2010-32
34-61664 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  April 2, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-26
34-61630 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due:  March 31, 2010

SR-Phlx-2010-22
34-61617 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2009-113
34-61590 Feb. 25, 2010 Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits
See also:  Notice: Rel. No. 34-61326

SR-Phlx-2010-23
34-61583 Feb. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Linkage Rules
Comments due:  March 25, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-19
34-61570 Feb. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees
Comments due:  March 22, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-16
34-61558 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modification of Fees
Comments due:  March 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-14
34-61547 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
See also:  Notice: Rel. No. 34-61480

SR-Phlx-2009-116
34-61547 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
See also:  Notice: Rel. No. 34-61398

SR-Phlx-2009-104
34-61547 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
See also:  Notice: Rel. No. 34-61337

SR-Phlx-2010-20
34-61539 Feb. 18, 2010 Notice of Filing of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on Which Options are Listed and Traded
Comments due:  March 18, 2010
See also:  Order: Rel. No. 34-61796

SR-Phlx-2010-17
34-61529 Feb. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Regulatory Fee
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-15
34-61509 Feb. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  March 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-10
34-61492 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due:  March 3, 2010

SR-Phlx-2010-18
34-61486 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 2, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-62395

SR-Phlx-2010-14
34-61480 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due:  March 2, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61547

SR-Phlx-2010-12
34-61454 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-Phlx-2010-13
34-61438 Jan. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due:  February 25, 2010

SR-Phlx-2010-05
34-61426 Jan. 26, 2010 Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due:  February 23, 2010
See also:  Notice/Order: Rel. No. 34-61802

SR-Phlx-2009-116
34-61398 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as modified by Amendment No. 1 thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts ("SPDRs")
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61547

SR-Phlx-2010-07
34-61397 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2009-101
34-61405 Jan. 21, 2010 Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees
See also:  Notice: Rel. No. 34-61141

SR-Phlx-2010-01
34-61374 Jan. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due:  February 16, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-04
34-61372 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  February 16, 2010>

SR-Phlx-2009-104
34-61337 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due:  February 9, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61547

SR-Phlx-2009-113
34-61326 Jan. 11, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Index Option Position Limits
Comments due:  February 9, 2010
See also:  Order: Rel. No. 34-61590

SR-Phlx-2009-110
34-61282 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due:  February 1, 2010

SR-Phlx-2009-108
34-61277 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due:  February 1, 2010

Phlx File Number List for 2010

Release No. Date Details

SR-Phlx-2010-187
34-63679 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  February 4, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-185
34-63626 Dec. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011
Comments due:  January 27, 2011

SR-Phlx-2010-183
34-63875 Feb. 9, 2011 Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX LLC Expanding Its Short Term Option Program
34-63594 Dec. 21, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC to Expand Its Short Term Option Program
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-181
34-63619 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as modified by Amendment No. 1 Thereto Relating to Active SQF Port Fee
Comments due:  January 26, 2011

SR-Phlx-2010-180
34-63603 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Floor Qualification Examination
Comments due:  January 20, 2011

SR-Phlx-2010-179
34-63595 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  January 19, 2011

SR-Phlx-2010-178
34-63569 Dec. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-177
34-63562 Dec. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Options Overlying QNET
Comments due:  January 13, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-176
34-63860 Feb. 7, 2011 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
34-63575 Dec. 17, 2010 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Alpha Index Options
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-175
34-63522 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Change Implementation Date for Direct Access Fees
Comments due:  January 6, 2011

SR-Phlx-2010-174
34-63504 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due:  January 5, 2011

SR-Phlx-2010-173
34-63491 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due:  January 5, 2011

SR-Phlx-2010-172
34-63492 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Changing the Starting Time for NASDAQ OMX PSX
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-171
34-63495 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Collection of Exchange Fees
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-170
34-63443 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due:  January 3, 2011

SR-Phlx-2010-169
34-63411 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Modify Fees for NASDAQ OMX PSX
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-168
34-63402 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  December 28, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-167
34-63395 Nov. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement, on a Semi-Annual Basis, of Penny Pilot Issues that have been Delisted
Comments due:  December 27, 2010

SR-Phlx-2010-166
34-63436 Dec. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 3, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-165
34-63406 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Billing and Other Clarifying Amendments
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-164
34-63412 Dec. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  December 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-163
34-63692 Jan. 11, 2011 Order Granting Approval of Proposed Rule Change Relating to Obvious Errors Respecting Complex Trades
34-63367 Nov. 23, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Obvious Errors Respecting Complex Trades
Comments due:  December 22, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-162
34-63372 Nov. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Price Improvement (PIXL) Fees
Comments due:  December 22, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-159
34-63334 Nov. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Notes
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-158
34-63654 Jan. 6, 2011 Order Granting Approval of Proposed Rule Change Establishing a $5 Strike Price Program
34-63339 Nov. 18, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-157
34-63777 Jan. 26, 2011 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
34-63509 Dec. 9, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-Phlx-2010-156
34-63350 Nov. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Disseminated Quotations
Comments due:  December 20, 2010

SR-Phlx-2010-155
34-63257 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-154
34-63351 Nov. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the PHOTO Historical Data Product
Comments due:  December 20, 2010
Comments received are available for this notice.

SR-Phlx-2010-153
34-63627 Dec. 30, 2010 Order Approving a Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Must Begin to Electronically Quote After Assignment
34-63305 Nov. 10, 2010 Notice of Filing of Proposed Rule Change to Update and Streamline the Process for Specialist Evaluations and Clarify the Time Within Which SQTs and RSQTs Begin to Electronically Quote After Assignment
Comments due:  December 8, 2010

SR-Phlx-2010-152
34-63219 Nov. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due:  November 26, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-151
34-63198 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  November 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-150
34-63252 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-149
34-63134 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the $0.50 Strike Price Program
Comments due:  November 16, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-148
34-63647 Jan. 5, 2011 Order Granting Approval of a Proposed Rule Change Relating to Certain Membership Rules Including Affiliations and Lapse of Membership Applications
34-63318 Nov. 16, 2010 Notice of Filing of Proposed Rule Change Relating to Certain Membership Rules
Comments due:  December 13, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-146
34-63188 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Prices for Co-Location Services
Comments due:  November 23, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-145
34-63717 Jan. 14, 2011 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of Remote
Specialists

Comments due:  February 14, 2011
Additional Materials:   Exhibit 5
34-63192 Oct. 27, 2010 Notice of Filing of Proposed Rule Change to Establish Remote Specialists
Comments due:  November 23, 2010
* Submit comments on SR-Phlx-2010-145

SR-Phlx-2010-144
34-63158 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-143
34-63145 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active SQF Port Fee
Comments due:  November 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-141
34-63140 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due:  November 16, 2010

SR-Phlx-2010-139
34-63071 Oct. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities
Comments due:  November 8, 2010

SR-Phlx-2010-137
34-63050 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX
Comments due:  November 4, 2010

SR-Phlx-2010-136
34-63064 Oct. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015
Comments due:  November 5, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-135
34-63051 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders
Comments due:  November 4, 2010

SR-Phlx-2010-134
34-63024 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations
Comments due:  October 27, 2010

SR-Phlx-2010-131
34-63036 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 1014
Comments due:  November 2, 2010

SR-Phlx-2010-130
34-63082 Oct. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees
Comments due:  November 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-129
34-63070 Oct. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity
Comments due:  November 5, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-126
34-63004 Sep. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses
Comments due:  October 26, 2010

SR-Phlx-2010-125
34-63023 Sep. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions
Comments due:  October 27, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-124
34-63034 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC to Send Certain Information Over the Specialized Quote Feed
Comments due:  October 29, 2010

SR-Phlx-2010-123
34-62900 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New FLEX Options Pilot Program
Comments due:  October 8, 2010

SR-Phlx-2010-122
34-62867 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify What Information Must be Entered Into the Exchange's Options Floor Broker Management System
Comments due:  October 6, 2010

SR-Phlx-2010-121
34-62887 Sep. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Feeds
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-120
34-62876 Sep. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish Fees for NASDAQ OMX PSX
Comments due:  October 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-119
34-63121 Oct. 18, 2010 Order Approving Proposed Rule Change to Amend Exchange Rule 652 ("Limitation of Exchange Liability and Reimbursement of Certain Expenses") to Require Member Organizations on the Exchange's Trading Floor to Procure and Maintain Liability Insurance
34-62892 Sep. 10, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Limitation of Exchange Liability
Comments due:  October 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-118
34-63132 Oct. 19, 2010 Order Approving Proposed Rule Change to expand the $.50 Strike Price Program
34-62799 Aug. 30, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program
Comments due:  September 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-117
34-62766 Aug. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees, the Monthly Cap and Electronic Auctions
Comments due:  September 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-115
34-62775 Aug. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Amendment to Rule 862 Relating to, Among Other Things, Eliminate Broker Discretionary Voting for All Elections of Directors, Except for Companies Registered under the Investment Company Act of 1940
Comments due:  September 22, 2010

SR-Phlx-2010-113
34-62745 Aug. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  September 16, 2010

SR-Phlx-2010-112
34-62760 Aug. 24, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trade Reporting
Comments due:  September 20, 2010
Comments received are available for this notice.
* Submit comments on SR-Phlx-2010-112

SR-Phlx-2010-111
34-62759 Aug. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Automated Opening System
Comments due:  September 20, 2010

SR-Phlx-2010-110
34-62661 Aug. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Billing Policies
Comments due:  September 3, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-109
34-62710 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-108
34-63027 Oct. 1, 2010 Order Granting Approval to a Proposed Rule Change Relating to a Proposed Price Improvement System, Price Improvement XL
34-62678 Aug. 10, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX Phlx, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXLSM)
Comments due:  September 7, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-107
34-62628 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Sponsored Access Pilot Program Permanent
Comments due:  August 31, 2010

SR-Phlx-2010-105
34-62744 Aug. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  September 16, 2010

SR-Phlx-2010-104
34-62783 Aug. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Conversion of NASDAQ OMX PHLX, Inc. to a Limited Liability Company
Comments due:  September 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-103
34-62616 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  August 27, 2010

SR-Phlx-2010-102
34-62631 Aug. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-100
34-62619 Jul. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-98
34-62562 Jul. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols
Comments due:  August 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-96
34-62530 Jul. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities
Comments due:  August 16, 2010

SR-Phlx-2010-95
34-62534 Jul. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry
Comments due:  August 16, 2010

SR-Phlx-2010-94
34-62472 Jul. 8, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity
Comments due:  August 5, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-93
34-62504 Jul. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due:  August 12, 2010

SR-Phlx-2010-91
34-62776 Aug. 26, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Phlx Rule 604 Relating to Registration and Qualification Requirements for PSX
34-62509 Jul. 15, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX
Comments due:  August 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-90
34-62518 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-89
34-62639 Aug. 4, 2010 Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
34-62394 Jun. 28, 2010 Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due:  July 23, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-88
34-62423 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due:  August 2, 2010

SR-Phlx-2010-87
34-62379 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options
Comments due:  July 22, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-85
34-62325 Jun. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options
Comments due:  July 16, 2010

SR-Phlx-2010-84
34-62296 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish a Short Term Option Program
Comments due:  July 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-83
34-62320 Jun. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Rules Relating to Directed Orders and Eligible Orders
Comments due:  July 15, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-82
34-62269 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security
Comments due:  July 8, 2010

SR-Phlx-2010-81
34-62294 Jun. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due:  July 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-80
34-62403 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy
Comments due:  July 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-79
34-62877 Sep. 9, 2010 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
34-62519 Jul. 16, 2010 Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
Comments due:  August 16, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-78
34-62234 Jun. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options under Rule 133
Comments due:  July 6, 2010

SR-Phlx-2010-77
34-62179 May 26, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule
Comments due:  June 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-73
34-62196 Jun. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due:  June 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-72
34-62420 Jun. 30, 2010 Order Granting Approval of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Expand Its $1 Strike Program to 150 Classes
34-62151 May 21, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program
Comments due:  June 18, 2010

SR-Phlx-2010-71
34-62105 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees
Comments due:  June 11, 2010

SR-Phlx-2010-69
34-62140 May 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees
Comments due:  June 17, 2010

SR-Phlx-2010-68
34-62060 May 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options
Comments due:  June 7, 2010

SR-Phlx-2010-67
34-62155 May 24, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface
Comments due:  June 18, 2010

SR-Phlx-2010-66
34-62069 May 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Comments due:  June 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-65
34-62028 May 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  June 1, 2010

SR-Phlx-2010-64
34-62009 Apr. 30, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity
Comments due:  June 1, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-62
34-61971 Apr. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-61
34-61961 Apr. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 21, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-60
34-61984 Apr. 26, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to QNET Sector Index Option Fees
Comments due:  May 24, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-58
34-61994 Apr. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due:  May 27, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-56
34-61933 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-55
34-61905 Apr. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professionals"
Comments due:  May 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-54
34-61863 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for Participation in NASDAQ OMX PSX
Comments due:  May 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-52
34-61828 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Price Protection Strategy
Comments due:  April 29, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-51
34-61932 Apr. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for "Professional"
Comments due:  May 14, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-49
34-61812 Mar. 31, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet IndexSM
Comments due:  April 28, 2010

SR-Phlx-2010-48
34-62194 May 28, 2010 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
34-61878 Apr. 8, 2010 Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees
Comments due:  May 7, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-47
34-61822 Apr. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule
Comments due:  April 28, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-46
34-61764 Mar. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to U.S. Dollar-Settled Foreign Currency Options
Comments due:  April 20, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-44
34-61776 Mar. 24, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  April 21, 2010

SR-Phlx-2010-43
34-62147 May 21, 2010 Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations
34-61862 Apr. 7, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Quote Spread Parameters and Batching of Violations
Comments due:  May 7, 2010

SR-Phlx-2010-42
34-61699 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-41
34-61686 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-40
34-61943 Apr. 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
34-61695 Mar. 12, 2010 Notice of Filing of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  April 6, 2010

SR-Phlx-2010-39
34-61685 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-37
34-61711 Mar. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee
Comments due:  April 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-36
34-61667 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Procedures to Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS
Comments due:  April 2, 2010

SR-Phlx-2010-33
34-61684 Mar. 10, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  April 8, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2010-32
34-61664 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  April 2, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-26
34-61630 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program
Comments due:  March 31, 2010

SR-Phlx-2010-25
34-61665 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees
Comments due:  April 2, 2010

SR-Phlx-2010-23
34-61583 Feb. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Linkage Rules
Comments due:  March 25, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-22
34-61617 Mar. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot
Comments due:  March 30, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-20
34-61796 Mar. 29, 2010 Order Granting Approval of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on which Options are Listed and Traded
34-61539 Feb. 18, 2010 Notice of Filing of Proposed Rule Change to Expand the Number of Components in the PHLX Semiconductor SectorSM Known as SOXSM, on Which Options are Listed and Traded
Comments due:  March 18, 2010

SR-Phlx-2010-19
34-61570 Feb. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees
Comments due:  March 22, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-18
34-62395 Jun. 28, 2010 Order Approving a Proposed Rule Change to Codify Prices for Co-Location Services
34-61486 Feb. 3, 2010 Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due:  March 2, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-17
34-61529 Feb. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Regulatory Fee
Comments due:  March 17, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-16
34-61558 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modification of Fees
Comments due:  March 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-15
34-61509 Feb. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due:  March 12, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-14
34-61547 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
34-61480 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options
Comments due:  March 2, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-13
34-61438 Jan. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Amending Rule 1092, Obvious Errors and Catastrophic Errors
Comments due:  February 25, 2010

SR-Phlx-2010-12
34-61454 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  March 1, 2010

SR-Phlx-2010-10
34-61492 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period
Comments due:  March 3, 2010

SR-Phlx-2010-07
34-61397 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2010-05
34-61802 Mar. 30, 2010 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Professional Orders
Comments due:  April 26, 2010
34-61426 Jan. 26, 2010 Notice of Filing of Proposed Rule Change Relating to Professional Orders
Comments due:  February 23, 2010

SR-Phlx-2010-04
34-61372 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  February 16, 2010

SR-Phlx-2010-01
34-61374 Jan. 19, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees
Comments due:  February 16, 2010
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2010.shtml


Modified: 07/20/2012