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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking Archive: 2009

We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Phlx File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2009-107
34-61258 Dec. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Change to the Exchange's Complex Order Program
Comments due:  January 26, 2010

SR-Phlx-2009-84
34-61207 Dec. 18, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Rules Relating to Conduct of Business on the Exchange
See also:  Notice: Rel. No. 34-60961

SR-Phlx-2009-103
34-61202 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into Phlx's Rules
Comments due:  January 19, 2010

SR-Phlx-2009-101
34-61141 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due:  January 7, 2010
Additional Materials:   Exhibit 5 br>See also:  Order: Rel. No. 34-61405

SR-Phlx-2009-100
34-61133 Dec. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee
Comments due:  January 6, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2009-97
34-61115 Dec. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Dividend, Merger and Short Stock Interest Strategies
Comments due:  December 31, 2009

SR-Phlx-2009-99
34-61095 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding the Obligations of Streaming Quote Traders
Comments due:  December 29, 2009

SR-Phlx-2009-98
34-61066 Nov. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Tied Hedge Transactions
Comments due:  December 23, 2009

SR-Phlx-2009-94
34-60966 Nov. 9, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  December 8, 2009

SR-Phlx-2009-84
34-60961 Nov. 6, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Conduct of Business on the Exchange
Comments due:  December 8, 2009
See also:  Order: Rel. No. 34-61207

SR-Phlx-2009-95
34-60951 Nov. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Non Firm Quote Conditions
Comments due:  December 8, 2009

SR-Phlx-2009-93
34-60942 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  December 3, 2009

SR-Phlx-2009-90
34-60879 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Listing Option Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another National Securities Exchange
Comments due:  November 20, 2008

SR-Phlx-2009-92
34-60877 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the TOPO Plus Orders Data Feed
Comments due:  November 20, 2008

SR-Phlx-2009-91
34-60873 Oct. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program
Comments due:  November 23, 2008

SR-Phlx-2009-89
34-60853 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactively Waiving the Cancellation Fee
Comments due:  November 18, 2009

SR-Phlx-2009-88
34-60845 Oct. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BX-2009-061, SR-NASDAQ-2009-087
Comments due:  21 days after publication in the Federal Register

SR-Phlx-2009-77
34-60840 Oct. 20, 2009 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200
See also:  Notice: Rel. No. 34-60637

SR-Phlx-2009-86
34-60785 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules
Comments due:  October 30, 2009

SR-Phlx-2009-69
34-60784 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Options Specialist Commission Charges
Comments due:  October 30, 2009

SR-Phlx-2009-85
34-60771 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Specialist Fee Credit Pilot Program
Comments due:  October 30, 2009
Third Quarter

SR-Phlx-2009-65
34-60694 Sep. 18, 2009 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
See also:  Notice: Rel. No. 34-60466

SR-Phlx-2009-82
34-60688 Sep. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Maximum Number of Quoters ("MNQ") Permitted to be Assigned in Equity Options
Comments due:  October 16, 2009

SR-Phlx-2009-59
34-60687 Sep. 18, 2009 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange’s By-Laws, Regulatory Oversight Committee and Referee Program
See also:  Notice: Rel. No. 34-60431

SR-Phlx-2009-81
34-60679 Sep. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Option Expirations
Comments due:  October 14, 2009

SR-Phlx-2009-79
34-60673 Sep. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Position Limit Exemptions
Comments due:  October 14, 2009

SR-Phlx-2009-77
34-60637 Sep. 9, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200
Comments due:  October 7, 2009
See also:  Order: Rel. No. 34-60840

SR-Phlx-2009-78
34-60627 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the FLEX Minimum Size Pilot Program
Comments due:  October 5, 2009

SR-Phlx-2009-76
34-60606 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Retroactive Waiver of the Cancellation Fee
Comments due:  September 29, 2009

SR-Phlx-2009-73
34-60587 Aug. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Standard and Poor's Depository Receipts/SPDRs ("SPY") Equity Options
Comments due:  September 29, 2009

SR-Phlx-2009-72
34-60578 Aug. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Option Floor Broker Subsidy and Other Clarifying Changes to the Fee Schedule
Comments due:  September 24, 2009

SR-Phlx-2009-61
34-60550 Aug. 20, 2009 Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also:  Notice: Rel. No. 34-60363

SR-Phlx-2009-70
34-60547 Aug. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Late Charges and Provide for Suspension or Termination for Failure to Pay Dues, Fees, or Assessments Owed
Comments due:  September 18, 2009

SR-Phlx-2009-68
34-60486 Aug. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Settlement of FLEX Currency Options
Comments due:  September 8, 2009

SR-Phlx-2009-67
34-60477 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Proprietary Facilitation Orders
Comments due:  September 8, 2009

SR-Phlx-2009-65
34-60466 Aug. 10, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due:  September 8, 2009
See also:  Order: Rel. No. 34-60694

SR-Phlx-2009-66
34-60461 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers
Comments due:  September 8, 2009

SR-Phlx-2009-54
34-60459 Aug. 7, 2009 Order Approving a Proposed Rule Change to Establish Fees for the Top of Phlx Options Direct Data Feed Product
See also:  Notice: Rel. No. 34-60202

SR-Phlx-2009-63
34-60456 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  September 3, 2009

SR-Phlx-2009-62
34-60455 Aug. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automatic Allocations of Options on Related Securities
Comments due:  September 3, 2009

SR-Phlx-2009-59
34-60431 Aug. 4, 2009 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Exchange’s By-Laws, Regulatory Oversight Committee and Referee Program
Comments due:  September 1, 2009
See also:  Order: Rel. No. 34-60687

SR-Phlx-2009-57
34-60392 Jul. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for U.S. Dollar-Settled Foreign Currency Options
Comments due:  August 24, 2009

SR-Phlx-2009-61
34-60363 Jul. 22, 2009 Notice of Filing of Proposed Rule Change Relating to Exchange Rules for the Options Order Protection and Locked/Crossed Market Plan
Comments due:  August 18, 2009
See also:  Order: Rel. No. 34-60550

SR-Phlx-2009-60
34-60358 Jul. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company
Additional File No.:  SR-BX-2009-040
Comments due:  August 18, 2009

SR-Phlx-2009-42
34-60267 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Complex Orders
Comments due:  August 5, 2009

SR-Phlx-2009-50
34-60249 Jul. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program
Comments due:  August 3, 2009

SR-Phlx-2009-51
34-60211 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-Phlx-2009-53
34-60210 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Fees Applicable to "P" and "P/A" Orders
Comments due:  July 30, 2009

SR-Phlx-2009-55
34-60209 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Related to a Specialist Fee Credit for Linkage Orders
Comments due:  July 30, 2009
Second Quarter

SR-Phlx-2009-54
34-60202 Jun. 30, 2009 Notice of Filing of Proposed Rule Change Relating to Fees for the Top of PHLX Options ("TOPO") Data Feed
Comments due:  July 29, 2009
See also:  Order: Rel. No. 34-60459

SR-Phlx-2009-48
34-60188 Jun. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  July 30, 2009

SR-Phlx-2009-40
34-60169 Jun. 24, 2009 Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading of Foreign Currency Options
See also:  Notice: Rel. No. 34-60021

SR-Phlx-2009-46
34-60156 Jun. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX)
Comments due:  July 20, 2009

SR-Phlx-2009-35
34-60150 Jun. 19, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due:  July 17, 2009

SR-Phlx-2009-47
34-60103 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Fees
Comments due:  July 10, 2009

SR-Phlx-2009-37
34-60084 Jun. 10, 2009 Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists
See also:  Notice: Rel. No. 34-59842

SR-Phlx-2009-44
34-60046 Jun. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  July 6, 2009

SR-Phlx-2009-40
34-60021 Jun. 1, 2009 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading New Currencies
Comments due:  June 23, 2009
See also:  Order: Rel. No. 34-60169

SR-Phlx-2009-32
34-59995 May 28, 2009 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  June 24, 2009
See also:  Notice: Rel. No. 34-59721; Notice: Rel. No. 34-59779
Comments received are available for this notice.

SR-Phlx-2009-43
34-59925 May 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Order Entry Port Fee
Comments due:  June 12, 2009

SR-Phlx-2009-23
34-59924 May 14, 2009 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange
See also:  Notice: Rel. No. 34-59697

SR-Phlx-2009-24
34-59891 May 8, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders
See also:  Notice: Rel. No. 34-59669

SR-Phlx-2009-41
34-59857 May 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Options Transaction Charge for Customer Executions in Options on RUT, RMN, MNX and NDX
Comments due:  June 2, 2009

SR-Phlx-2009-39
34-59852 Apr. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Post/Booth and Registration Fees
Comments due:  May 28, 2009

SR-Phlx-2009-37
34-59842 Apr. 29, 2009 Notice of Filing of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists Comments due:  May 27, 2009
See also:  Order: Rel. No. 34-60084

SR-Phlx-2009-38
34-59841 Apr. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow
Comments due:  May 27, 2009

SR-Phlx-2009-17
34-59794 Apr. 20, 2009 Order Approving Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor
See also:  Notice: Rel. No. 34-59538

SR-Phlx-2009-32
34-59779 Apr. 16, 2009 Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  May 14, 2009
Additional Materials: Exhibit 5
See also:  Notice: Rel. No. 34-59721; Notice/Order: Rel. No. 34-59995
Comments received are available for this notice.

SR-Phlx-2009-31
34-59773 Apr. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due:  May 13, 2009
Additional File Nos.:   SR-BX-2009-019, SR-NASDAQ-2009-032

SR-Phlx-2009-32
34-59721 Apr. 7, 2009 Notice of Filing of Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  May 5, 2009
See also:  Notice: Rel. No. 34-59779; Notice/Order: Rel. No. 34-59995
Comments received are available for this notice.

SR-Phlx-2009-28
34-59705 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Option Floor Broker
Comments due:  May 4, 2009

SR-Phlx-2009-30
34-59704 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Transactions Charge for Customer Executions and to Remove the Per Trade Per Side Fee Cap in U.S. Dollar-Settled Foreign Currency Options
Comments due:  May 1, 2009

SR-Phlx-2009-23
34-59697 Apr. 2, 2009 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Amend the By-Laws, Rules and Option Floor Procedure Advices of NASDAQ OMX PHLX, Inc.
Comments due:  April 30, 2009
See also:  Order: Rel. No. 34-59924

SR-Phlx-2009-24
34-59669 Apr. 1, 2009 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders
Comments due:  April 29, 2009
See also:  Order: Rel. No. 34-59891
First Quarter

SR-Phlx-2009-26
34-59641 Mar. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees
Comments due:  April 23, 2009

SR-Phlx-2009-25
34-59631 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due:  April 23, 2009

SR-Phlx-2009-22
34-59611 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules In Respect Of Index Data Dissemination
Comments due:  April 17, 2009

SR-Phlx-2009-21
34-59590 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Related To the $1 Strike Price Program
Comments due:  April 14, 2009

SR-Phlx-2009-18
34-59566 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Caps on Equity Option Transaction Charges on Dividend, Merger and Short Stock Interest Strategies
Comments due:  April 9, 2009

SR-Phlx-2009-20
34-59545 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Elimination of Sector Index Options from Monthly Firm Cap
Comments due:  April 6, 2009

SR-Phlx-2009-17
34-59538 Mar. 9, 2009 Notice of Filing of a Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor
Comments due:  April 6, 2009
See also:  Order: Rel. No. 34-59794

SR-Phlx-2009-19
34-59537 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. to Amend the Exchange’s Fee Schedule Relating to the Market Access Provider Subsidy
Comments due:  April 6, 2009

SR-Phlx-2009-14
34-59460 Feb. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due:  March 27, 2009
Additional File Nos.:   SR-NASDAQ-2009-010, SR-BX-2009-009

SR-Phlx-2009-08
34-59402 Feb. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Reformatting its Fee Schedule
Comments due:  March 16, 2009

SR-Phlx-2009-12
34-59393 Feb. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments due:  March 12, 2009

SR-Phlx-2009-10
34-59362 Feb. 5, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Sponsored Access
Comments due:  March 4, 2009

SR-Phlx-2009-07
34-59346 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the $3 Price Requirement for Continued Approval For An Underlying Security And Listing Additional Series Of Options
Comments due:  March 3, 2009

SR-Phlx-2009-03
34-59322 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx Rule 1092, Obvious Errors and Catastrophic Errors
Comments due:  March 3, 2009

SR-Phlx-2009-01
34-59283 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Requirements for Foreign Currency Options
Comments due:  February 20, 2009

SR-Phlx-2008-87
34-59247 Jan. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Phlx Fee Schedule
Comments due:  February 12, 2009

SR-Phlx-2008-86
34-59243 Jan. 13, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Phlx Fee Schedule
Comments due:  February 13, 2009

Phlx File Number List for 2009
Release No. Date Details

SR-Phlx-2009-116
34-61405 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
34-61398 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as modified by Amendment No. 1 thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts ("SPDRs")
Comments due:  February 19, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2009-113
34-61590 Feb. 25, 2010 Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits
34-61326 Jan. 11, 2010 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Index Option Position Limits
Comments due:  February 9, 2010

SR-Phlx-2009-110
34-61282 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due:  February 1, 2010

SR-Phlx-2009-108
34-61277 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due:  February 1, 2010

SR-Phlx-2009-107
34-61258 Dec. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Change to the Exchange's Complex Order Program
Comments due:  January 26, 2010

SR-Phlx-2009-104
34-61547 Feb. 19, 2010 Order of Summary Abrogation of Three Proposed Rule Changes
34-61337 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
Comments due:  February 9, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2009-103
34-61202 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into Phlx's Rules
Comments due:  January 19, 2010

SR-Phlx-2009-101
34-61405 Jan. 21, 2010 Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees
34-61141 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due:  January 7, 2010
Additional Materials:   Exhibit 5

SR-Phlx-2009-100
34-61133 Dec. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee
Comments due:  January 6, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-Phlx-2009-99
34-61095 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding the Obligations of Streaming Quote Traders
Comments due:  December 29, 2009

SR-Phlx-2009-98
34-61066 Nov. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Tied Hedge Transactions
Comments due:  December 23, 2009

SR-Phlx-2009-97
34-61115 Dec. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Dividend, Merger and Short Stock Interest Strategies
Comments due:  December 31, 2009

SR-Phlx-2009-95
34-60951 Nov. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Non Firm Quote Conditions
Comments due:  December 8, 2009

SR-Phlx-2009-94
34-60966 Nov. 9, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due:  December 8, 2009

SR-Phlx-2009-93
34-60942 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  December 3, 2009

SR-Phlx-2009-92
34-60877 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the TOPO Plus Orders Data Feed
Comments due:  November 20, 2008

SR-Phlx-2009-91
34-60873 Oct. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program
Comments due:  November 23, 2008

SR-Phlx-2009-90
34-60879 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Listing Option Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another National Securities Exchange
Comments due:  November 20, 2008

SR-Phlx-2009-89
34-60853 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactively Waiving the Cancellation Fee
Comments due:  November 18, 2009

SR-Phlx-2009-88
34-60845 Oct. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BX-2009-061, SR-NASDAQ-2009-087
Comments due:  21 days after publication in the Federal Register

SR-Phlx-2009-86
34-60785 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules
Comments due:  October 30, 2009

SR-Phlx-2009-85
34-60771 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Specialist Fee Credit Pilot Program
Comments due:  October 30, 2009

SR-Phlx-2009-84
34-61207 Dec. 18, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Rules Relating to Conduct of Business on the Exchange
34-60961 Nov. 6, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Conduct of Business on the Exchange
Comments due:  December 8, 2009

SR-Phlx-2009-82
34-60688 Sep. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Maximum Number of Quoters ("MNQ") Permitted to be Assigned in Equity Options
Comments due:  October 16, 2009

SR-Phlx-2009-81
34-60679 Sep. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Option Expirations
Comments due:  October 14, 2009

SR-Phlx-2009-79
34-60673 Sep. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Position Limit Exemptions
Comments due:  October 14, 2009

SR-Phlx-2009-78
34-60627 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the FLEX Minimum Size Pilot Program
Comments due:  October 5, 2009

SR-Phlx-2009-77
34-60840 Oct. 20, 2009 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200
34-60637 Sep. 9, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200
Comments due:  October 7, 2009

SR-Phlx-2009-76
34-60606 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Retroactive Waiver of the Cancellation Fee
Comments due:  September 29, 2009

SR-Phlx-2009-73
34-60587 Aug. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Standard and Poor's Depository Receipts/SPDRs ("SPY") Equity Options
Comments due:  September 29, 2009

SR-Phlx-2009-72
34-60578 Aug. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Option Floor Broker Subsidy and Other Clarifying Changes to the Fee Schedule
Comments due:  September 24, 2009

SR-Phlx-2009-70
34-60547 Aug. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Late Charges and Provide for Suspension or Termination for Failure to Pay Dues, Fees, or Assessments Owed
Comments due:  September 18, 2009

SR-Phlx-2009-69
34-60784 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Options Specialist Commission Charges
Comments due:  October 30, 2009

SR-Phlx-2009-68
34-60486 Aug. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Settlement of FLEX Currency Options
Comments due:  September 8, 2009

SR-Phlx-2009-67
34-60477 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Proprietary Facilitation Orders
Comments due:  September 8, 2009

SR-Phlx-2009-66
34-60461 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers
Comments due:  September 8, 2009

SR-Phlx-2009-65
34-60694 Sep. 18, 2009 Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
34-60466 Aug. 10, 2009 Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due:  September 8, 2009

SR-Phlx-2009-63
34-60456 Aug. 7, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program
Comments due:  September 3, 2009

SR-Phlx-2009-62
34-60455 Aug. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automatic Allocations of Options on Related Securities
Comments due:  September 3, 2009

SR-Phlx-2009-61
34-60550 Aug. 20, 2009 Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
34-60363 Jul. 22, 2009 Notice of Filing of Proposed Rule Change Relating to Exchange Rules for the Options Order Protection and Locked/Crossed Market Plan
Comments due:  August 18, 2009

SR-Phlx-2009-60
34-60358 Jul. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company
Additional File No.:  SR-BX-2009-040
Comments due:  August 18, 2009

SR-Phlx-2009-59
34-60687 Sep. 18, 2009 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange’s By-Laws, Regulatory Oversight Committee and Referee Program
34-60431 Aug. 4, 2009 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Exchange’s By-Laws, Regulatory Oversight Committee and Referee Program
Comments due:  September 1, 2009

SR-Phlx-2009-57
34-60392 Jul. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for U.S. Dollar-Settled Foreign Currency Options
Comments due:  August 24, 2009

SR-Phlx-2009-55
34-60209 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Related to a Specialist Fee Credit for Linkage Orders
Comments due:  July 30, 2009

SR-Phlx-2009-54
34-60459 Aug. 7, 2009 Order Approving a Proposed Rule Change to Establish Fees for the Top of Phlx Options Direct Data Feed Product
34-60202 Jun. 30, 2009 Notice of Filing of Proposed Rule Change Relating to Fees for the Top of PHLX Options ("TOPO") Data Feed
Comments due:  July 29, 2009

SR-Phlx-2009-53
34-60210 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Fees Applicable to "P" and "P/A" Orders
Comments due:  July 30, 2009

SR-Phlx-2009-51
34-60211 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-Phlx-2009-50
34-60249 Jul. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program
Comments due:  August 3, 2009

SR-Phlx-2009-48
34-60188 Jun. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  July 30, 2009

SR-Phlx-2009-47
34-60103 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Fees
Comments due:  July 10, 2009

SR-Phlx-2009-46
34-60156 Jun. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX)
Comments due:  July 20, 2009

SR-Phlx-2009-44
34-60046 Jun. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee
Comments due:  July 6, 2009

SR-Phlx-2009-43
34-59925 May 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Order Entry Port Fee
Comments due:  June 12, 2009

SR-Phlx-2009-42
34-60267 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Complex Orders
Comments due:  August 5, 2009

SR-Phlx-2009-41
34-59857 May 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Options Transaction Charge for Customer Executions in Options on RUT, RMN, MNX and NDX
Comments due:  June 2, 2009

SR-Phlx-2009-40
34-60169 Jun. 24, 2009 Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading of Foreign Currency Options
34-60021 Jun. 1, 2009 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading New Currencies
Comments due:  June 23, 2009

SR-Phlx-2009-39
34-59852 Apr. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Post/Booth and Registration Fees
Comments due:  May 28, 2009

SR-Phlx-2009-38
34-59841 Apr. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow
Comments due:  May 27, 2009

SR-Phlx-2009-37
34-60084 Jun. 10, 2009 Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists
34-59842 Apr. 29, 2009 Notice of Filing of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists Comments due:  May 27, 2009

SR-Phlx-2009-35
34-60150 Jun. 19, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due:  July 17, 2009

SR-Phlx-2009-32
34-59995 May 28, 2009 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  June 24, 2009
Comments received are available for this notice.
34-59779 Apr. 16, 2009 Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  May 14, 2009
Additional Materials: Exhibit 5
Comments received are available for this notice.
* Submit comments on SR-Phlx-2009-32
34-59721 Apr. 7, 2009 Notice of Filing of Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II
Comments due:  May 5, 2009
Comments received are available for this notice.
* Submit comments on SR-Phlx-2009-32

SR-Phlx-2009-31
34-59773 Apr. 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due:  May 13, 2009
Additional File Nos.:   SR-BX-2009-019, SR-NASDAQ-2009-032

SR-Phlx-2009-30
34-59704 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Transactions Charge for Customer Executions and to Remove the Per Trade Per Side Fee Cap in U.S. Dollar-Settled Foreign Currency Options
Comments due:  May 1, 2009

SR-Phlx-2009-28
34-59705 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Option Floor Broker
Comments due:  May 4, 2009

SR-Phlx-2009-26
34-59641 Mar. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees
Comments due:  April 23, 2009

SR-Phlx-2009-25
34-59631 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due:  April 23, 2009

SR-Phlx-2009-24
34-59891 May 8, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders
34-59669 Apr. 1, 2009 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders
Comments due:  April 29, 2009

SR-Phlx-2009-23
34-59924 May 14, 2009 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange
34-59697 Apr. 2, 2009 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Amend the By-Laws, Rules and Option Floor Procedure Advices of NASDAQ OMX PHLX, Inc.
Comments due:  April 30, 2009

SR-Phlx-2009-22
34-59611 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules In Respect Of Index Data Dissemination
Comments due:  April 17, 2009

SR-Phlx-2009-21
34-59590 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Related To the $1 Strike Price Program
Comments due:  April 14, 2009

SR-Phlx-2009-20
34-59545 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Elimination of Sector Index Options from Monthly Firm Cap
Comments due:  April 6, 2009

SR-Phlx-2009-19
34-59537 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. to Amend the Exchange’s Fee Schedule Relating to the Market Access Provider Subsidy
Comments due:  April 6, 2009

SR-Phlx-2009-18
34-59566 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Caps on Equity Option Transaction Charges on Dividend, Merger and Short Stock Interest Strategies
Comments due:  April 9, 2009

SR-Phlx-2009-17
34-59794 Apr. 20, 2009 Order Approving Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor
34-59538 Mar. 9, 2009 Notice of Filing of a Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor
Comments due:  April 6, 2009

SR-Phlx-2009-14
34-59460 Feb. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due:  March 27, 2009
Additional File Nos.:   SR-NASDAQ-2009-010, SR-BX-2009-009

SR-Phlx-2009-12
34-59393 Feb. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments due:  March 12, 2009

SR-Phlx-2009-10
34-59362 Feb. 5, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Sponsored Access
Comments due:  March 4, 2009

SR-Phlx-2009-08
34-59402 Feb. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Reformatting its Fee Schedule
Comments due:  March 16, 2009

SR-Phlx-2009-07
34-59346 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the $3 Price Requirement for Continued Approval For An Underlying Security And Listing Additional Series Of Options
Comments due:  March 3, 2009

SR-Phlx-2009-03
34-59322 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx Rule 1092, Obvious Errors and Catastrophic Errors
Comments due:  March 3, 2009

SR-Phlx-2009-01
34-59283 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Requirements for Foreign Currency Options
Comments due:  February 20, 2009

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2009.shtml


Modified: 02/02/2011