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NASDAQ OMX PHLX LLC (Phlx) Rulemaking Archive: 2015

We encourage the public to submit comments on the following NASDAQ OMX PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Phlx File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-Phlx-2015-113
34-76810 Dec. 31, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77165

SR-Phlx-2015-99
34-76801 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure
Comments due: January 27, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-114
34-76800 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1060
Comments due: January 27, 2016

SR-Phlx-2015-112
34-76799 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions
Comments due: January 27, 2016

SR-Phlx-2015-111
34-76780 Dec. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NASDAQ OMX PHLX Fee Schedule to Increase the Options Surcharge Fee for MNX and NDX
Comments due: January 25, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-110
34-76770 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-49
34-76742 Dec. 22, 2015 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend and Correct Phlx Rule 1080.07
Comments due:  January 19, 2016
See also: Notice: Rel. No. 34-76648, Notice: Rel. No. 34-75942, Notice: Rel. No. 34-75570, Notice: Rel. No. 34-75189

SR-Phlx-2015-102
34-76737 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 1068, Execution of Multi-Part Orders
Comments due:  January 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-106
34-76697 Dec. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trading Halts
Comments due:  January 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-85
34-76687 Dec. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Sections (e) through (h) of Exchange Rule 020, Registration and Functions of Options Specialists
Comments due:  January 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-103
34-76671 Dec. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program
Comments due: January 12, 2016

SR-Phlx-2015-104
34-76657 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 108
Comments due: January 11, 2016

SR-Phlx-2015-105
34-76654 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Certificate of Formation, By-Laws and First Amended Limited Liability Company Agreement
Comments due: January 11, 2016

SR-Phlx-2015-49
34-76648 Dec. 15, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend and Correct Rule 1080.07
See also: Order: Rel. No. 34-76742, Order: Rel. No. 34-75942, Notice: Rel. No. 34-75570, Notice: Rel. No. 34-75189

SR-Phlx-2015-98
34-76631 Dec. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: January 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-94
34-76593 Dec. 8, 2015 Notice of Filing of Proposed Rule Change to Make Permanent the Pilot Program Eliminating Minimum Value Sizes For Opening Transactions in New Series of FLEX Options
Comments due: January 4, 2016
Additional Materials: Exhibit 3, Exhibit 5
See also:  Notice/Order: Rel No. 34-77341, Notice: Rel No. 34-76989
Comments received are available for this proposal.

SR-Phlx-2015-79
34-76513 Nov. 24, 2015 Order Approving a Proposed Rule Change Relating to the Active Specialized Quote Feed Port Fee
See also: Notice: Rel. No. 34-76083

SR-Phlx-2015-93
34-76452 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-89
34-76446 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Market Access and Routing Subsidy or "MARS"
Comments due:  December 11, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-91
34-76441 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1014, “Obligations and Restrictions Applicable to Specialists and Registered Options Traders”
Comments due:  December 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-92
34-76414 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories and to Retire Other Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-87
34-76403 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-90
34-76370 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-83
34-76295 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Risk Monitor Mechanism
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-81
34-76260 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due:  November 20, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-86
34-76225 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-82
34-76191 Oct. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due:  November 13, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-80
34-76187 Oct. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System
Comments due:  November 13, 2015

SR-Phlx-2015-79
34-76083 Oct. 6, 2015 Notice of Filing of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee
Comments due:  November 3, 2015
See also: Order: Rel. No. 34-76513
Third Quarter

SR-Phlx-2015-49
34-75942 Sep. 17, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend and Correct Rule 1080.07
Comments due: October 14, 2015
Rebuttal comments due: October 28, 2015
See also: Order: Rel. No. 34-76742, Notice: Rel. No. 34-76648, Notice: Rel. No. 34-75570, Notice: Rel. No. 34-75189
Comments received are available for this proposal.

SR-Phlx-2015-78
34-75889 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-76
34-75890 Sep. 10, 2015 Notice of Filing of and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-75
34-75866 Sep. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Phlx Pricing Schedule
Comments due:  October 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-74
34-75794 Aug. 31, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot
Comments due:  September 25, 2015

SR-Phlx-2015-73
34-75773 Aug. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations
Comments due:  September 23, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-72
34-75763 Aug. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  September 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-71
34-75749 Aug. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options Regulatory Fee
Comments due:  September 17, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-68
34-75702 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-70
34-75640 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data Utilized By PSX
Comments due:  September 3, 2015

SR-Phlx-2015-49
34-75570 Jul. 30, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend and Correct Rule 1080.07
See also: Order: Rel. No. 34-76742, Notice: Rel. No. 34-76648, Order: Rel. No. 34-75942, Notice: Rel. No. 34-75189

SR-Phlx-2015-66
34-75561 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3301B(a)
Comments due: August 26, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-67
34-75558 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Related to the Volume-Based and Multi-Trigger Thresholds
Comments due: August 26, 2015

SR-Phlx-2015-65
34-75488 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule
Comments due: August 14, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-63
34-75470 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL ("PIXLSM") to Extend, Until July 18, 2016, a Pilot Program
Comments due:  August 12, 2015

SR-Phlx-2015-61
34-75455 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options
Comments due:  August 11, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-58
34-75446 Jul. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  August 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-57
34-75438 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-55
34-75436 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various References to Rule 1080.08
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-46
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-BX-2015-030, SR-NASDAQ-2015-058, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063

SR-Phlx-2015-56
34-75424 Jul. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Midpoint Peg Post-Only Order under Rule 3301A(b)
Comments due:  August 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-60
34-75414 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-52
34-75372 Jul. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold
Comments due:  August 3, 2015
Additional Materials: Exhibit 5
Second Quarter

SR-Phlx-2014-66
34-75300 Jun. 25, 2015 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Exchange Rule 1081, Solicitation Mechanism, to Introduce a New Electronic Solicitation Mechanism
See also: Notice: Rel. No. 34-74746, Notice: Rel. No. 34-74167, Notice: Rel. No. 34-73791, Notice: Rel. No. 34-73441

SR-Phlx-2015-29
34-75293 Jun. 24, 2015 Notice of Filing of Amendment No. and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX PS
Comments due:  July 21, 2015

SR-Phlx-2015-54
34-75286 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 21, 2015

SR-Phlx-2015-51
34-75256 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Price Protection
Comments due:  July 17, 2015

SR-Phlx-2015-49
34-75189 Jun. 17, 2015 Notice of Filing of Proposed Rule Change to Rule 1080.07
Comments due:  July 14, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-76742, Notice: Rel. No. 34-76648, Order: Rel. No. 34-75942, Notice: Rel. No. 34-75570

SR-Phlx-2015-48
34-75142 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange’s Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: July 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-46
34-75053 May 19, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75421

SR-Phlx-2015-45
34-75041 May 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange’s Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: June 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-39
34-74967 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data Utilized By PSX
Comments due: June 10, 2015

SR-Phlx-2015-29
34-74954 May 13, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ PSX
See also: Notice: Rel. No. 34-74618

SR-Phlx-2015-43
34-74919 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1092
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-37
34-74874 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules to Describe How All-or-None Orders Are Handled by Its New Options Floor Broker Management System
Comments due: June 1, 2015

SR-Phlx-2015-36
34-74833 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Phlx Permit Fee, Order Entry Port Fee, Clearing Trade Interface Port Fee, and Active Specialized Quote Feed Port Fee
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-35
34-74801 Apr. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated Rule Language Contained in Rule 019 and Options Floor Procedures Advices
Comments due: May 20, 2015
Additional Materials: Exhibit 5

SR-Phlx-2014-66
34-74746 Apr. 16, 2015 Notice of Filing of Amendment No. 2 and Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Exchange Rule 1081, Solicitation Mechanism, to Introduce a New Electronic Solicitation Mechanism
Comments due:  May 7, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75300, Notice: Rel. No. 34-74167, Notice: Rel. No. 34-73791, Notice: Rel. No. 34-73441

SR-Phlx-2015-31
34-74631 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization
Comments due: April 29, 2015

SR-NASDAQ-2015-30
34-74629 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7001(c)
Comments due: April 28, 2015

SR-Phlx-2015-32
34-74628 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3301(h)
Comments due: April 28, 2015
Additional Materials: Exhibit 5
First Quarter

SR-Phlx-2015-29
34-74618 Mar. 31, 2015 Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX PSX
Comments due: April 27, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-74954
Comments received are available for this proposal.

SR-Phlx-2015-28
34-74592 Mar. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Harmonization of Phlx Rules
Comments due: April 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-27
34-74553 Mar. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due: April 16, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-023
34-74533 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-25
34-74531 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-22
34-74481 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot
Comments due: April 7, 2015

SR-Phlx-2015-21
34-74460 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, PIXL Pricing
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-10
34-74453 Mar. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1082.02 and .03
Comments due: April 2, 2015

SR-Phlx-2015-20
34-74434 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend One Aspect of the Administration of Income Generated By Payment For Order Flow Fees
Comments due: March 31, 2015

SR-Phlx-2015-19
34-74337 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-14
34-74292 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-15
34-74272 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders
Comments due: March 13, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-11
34-74197 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Rule 1016 to Authorize the Exchange to Share Phlx XL Participant-Designated Risk Settings in Phlx XL
Comments due: March 2, 2015

SR-Phlx-2015-08
34-74170 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule Under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

SR-Phlx-2014-66
34-74167 Jan. 28, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 1081, Solicitation Mechanism, to Introduce a New Electronic Solicitation Mechanism
Comments due:  February 24, 2015
Rebuttal comments due:  March 10, 2015
See also: Notice: Rel. No. 34-75300, Notice: Rel. No. 34-74746, Notice: Rel. No. 34-73791, Notice: Rel. No. 34-73441
Comments received are available for this proposal.

SR-Phlx-2015-09
34-74145 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments due:  February 23, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-05
34-74125 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to MNX and NDX
Comments due:  February 19, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-07
34-74099 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-06
34-74062 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-01
34-74059 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-04
34-74022 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-03
34-74012 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program in Rule 1059, Accommodation Transactions
Comments due:  February 3, 2015

SR-Phlx-2014-79
34-74003 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rule Governing Modification of Orders on its NASDAQ OMX PSX Facility ("PSX") in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due:  February 2, 2015
Additional Materials: Exhibit 5

SR-Phlx-2014-83
34-74000 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees
Comments due:  February 2, 2015
Additional Materials: Exhibit 5

SR-Phlx-2014-81
34-73988 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  January 30, 2015
Additional Materials: Exhibit 5


Phlx File Number List for 2015
Release No. Date Details

SR-Phlx-2015-118
34-76880 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons
Comments due: February 9, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-115
34-76867 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VIII of the Pricing Schedule
Comments due: February 5, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-114
34-76800 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1060
Comments due: January 27, 2016

SR-Phlx-2015-113
34-77165 Feb. 17, 2016 Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-SCCP-2015-02; SR-BX-2015-085; SR-NASDAQ-2015-160
34-76810 Dec. 31, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-112
34-76799 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions
Comments due: January 27, 2016

SR-Phlx-2015-111
34-76780 Dec. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NASDAQ OMX PHLX Fee Schedule to Increase the Options Surcharge Fee for MNX and NDX
Comments due: January 25, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-110
34-76770 Dec. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-109
34-76858 Jan. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Permit Fees
Comments due: February 4, 2016

SR-Phlx-2015-106
34-76697 Dec. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trading Halts
Comments due:  January 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-105
34-76654 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Certificate of Formation, By-Laws and First Amended Limited Liability Company Agreement
Comments due: January 11, 2016

SR-Phlx-2015-104
34-76657 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 108
Comments due: January 11, 2016

SR-Phlx-2015-103
34-76671 Dec. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program
Comments due: January 12, 2016

SR-Phlx-2015-102
34-76737 Dec. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 1068, Execution of Multi-Part Orders
Comments due:  January 19, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-99
34-76801 Dec. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure
Comments due: January 27, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-98
34-76631 Dec. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: January 7, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-94
34-77341 Mar. 10, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Option
Comments due: April 6, 2016
34-76989 Jan. 28, 2016 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Options
34-76593 Dec. 8, 2015 Notice of Filing of Proposed Rule Change to Make Permanent the Pilot Program Eliminating Minimum Value Sizes For Opening Transactions in New Series of FLEX Options
Comments due: January 4, 2016
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.

SR-Phlx-2015-93
34-76452 Nov. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due:  December 14, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-92
34-76414 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories and to Retire Other Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-91
34-76441 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1014, “Obligations and Restrictions Applicable to Specialists and Registered Options Traders”
Comments due:  December 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-90
34-76370 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-Phlx-2015-89
34-76446 Nov. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Market Access and Routing Subsidy or "MARS"
Comments due:  December 11, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-87
34-76403 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-86
34-76225 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-85
34-76687 Dec. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Sections (e) through (h) of Exchange Rule 020, Registration and Functions of Options Specialists
Comments due:  January 14, 2016
Additional Materials: Exhibit 5

SR-Phlx-2015-83
34-76295 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Risk Monitor Mechanism
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-82
34-76191 Oct. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due:  November 13, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-81
34-76260 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due:  November 20, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-80
34-76187 Oct. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System
Comments due:  November 13, 2015

SR-Phlx-2015-79
34-76513 Nov. 24, 2015 Order Approving a Proposed Rule Change Relating to the Active Specialized Quote Feed Port Fee
34-76083 Oct. 6, 2015 Notice of Filing of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee
Comments due:  November 3, 2015

SR-Phlx-2015-78
34-75889 Sep. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-76
34-75890 Sep. 10, 2015 Notice of Filing of and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  October 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-75
34-75866 Sep. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Phlx Pricing Schedule
Comments due:  October 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-74
34-75794 Aug. 31, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot
Comments due:  September 25, 2015

SR-Phlx-2015-73
34-75773 Aug. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations
Comments due:  September 23, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-72
34-75763 Aug. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due:  September 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-71
34-75749 Aug. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options Regulatory Fee
Comments due:  September 17, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-70
34-75640 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data Utilized By PSX
Comments due:  September 3, 2015

SR-Phlx-2015-68
34-75702 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-67
34-75558 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Related to the Volume-Based and Multi-Trigger Thresholds
Comments due: August 26, 2015

SR-Phlx-2015-66
34-75561 Jul. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3301B(a)
Comments due: August 26, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-65
34-75488 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule
Comments due: August 14, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-63
34-75470 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL ("PIXLSM") to Extend, Until July 18, 2016, a Pilot Program
Comments due:  August 12, 2015

SR-Phlx-2015-61
34-75455 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options
Comments due:  August 11, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-60
34-75414 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-58
34-75446 Jul. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  August 10, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-57
34-75438 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-56
34-75424 Jul. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Midpoint Peg Post-Only Order under Rule 3301A(b)
Comments due:  August 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-55
34-75436 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various References to Rule 1080.08
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-54
34-75286 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due:  July 21, 2015

SR-Phlx-2015-52
34-75372 Jul. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold
Comments due:  August 3, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-51
34-75256 Jun. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Price Protection
Comments due:  July 17, 2015

SR-Phlx-2015-49
34-76742 Dec. 22, 2015 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend and Correct Phlx Rule 1080.07
Comments due:  January 19, 2016
34-76648 Dec. 15, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend and Correct Rule 1080.07
34-75942 Sep. 17, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend and Correct Rule 1080.07
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due:  35 days after publication in the Federal Register
Comments received are available for this proposal.
34-75570 Jul. 30, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend and Correct Rule 1080.07
34-75189 Jun. 17, 2015 Notice of Filing of Proposed Rule Change to Rule 1080.07
Comments due:  July 14, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-48
34-75142 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange’s Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: July 7, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-46
34-75421 Jul. 10, 2015 Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.:  SR-BSECC-2015-001, SR-BX-2015-030, SR-NASDAQ-2015-058, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063
34-75053 May 19, 2015 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-45
34-75041 May 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange’s Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: June 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-43
34-74919 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1092
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-39
34-74967 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data Utilized By PSX
Comments due: June 10, 2015

SR-Phlx-2015-37
34-74874 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules to Describe How All-or-None Orders Are Handled by Its New Options Floor Broker Management System
Comments due: June 1, 2015

SR-Phlx-2015-36
34-74833 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Phlx Permit Fee, Order Entry Port Fee, Clearing Trade Interface Port Fee, and Active Specialized Quote Feed Port Fee
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-35
34-74801 Apr. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated Rule Language Contained in Rule 019 and Options Floor Procedures Advices
Comments due: May 20, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-32
34-74628 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3301(h)
Comments due: April 28, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-31
34-74631 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization
Comments due: April 29, 2015

SR-NASDAQ-2015-030
34-74629 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Rule 7001(c)
Comments due: April 28, 2015

SR-Phlx-2015-29
34-75293 Jun. 24, 2015 Notice of Filing of Amendment No. and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX PS
Comments due:  July 21, 2015
34-74954 May 13, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ PSX
34-74618 Mar. 31, 2015 Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX PSX
Comments due: April 27, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-28
34-74592 Mar. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Harmonization of Phlx Rules
Comments due: April 22, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-27
34-74553 Mar. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due: April 16, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-25
34-74531 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-023
34-74533 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-22
34-74481 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Size Pilot
Comments due: April 7, 2015

SR-Phlx-2015-21
34-74460 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, PIXL Pricing
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-20
34-74434 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend One Aspect of the Administration of Income Generated By Payment For Order Flow Fees
Comments due: March 31, 2015

SR-Phlx-2015-19
34-74337 Feb. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v)
Comments due: March 19, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-15
34-74272 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders
Comments due: March 13, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-14
34-74292 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-11
34-74197 Feb. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Rule 1016 to Authorize the Exchange to Share Phlx XL Participant-Designated Risk Settings in Phlx XL
Comments due: March 2, 2015

SR-Phlx-2015-10
34-74453 Mar. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1082.02 and .03
Comments due: April 2, 2015

SR-Phlx-2015-09
34-74145 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program
Comments due:  February 19, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-08
34-74170 Jan. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule Under Section VIII with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-07
34-74099 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program
Comments due:  February 17, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-Phlx-2015-06
34-74062 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-05
34-74125 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to MNX and NDX
Comments due:  February 19, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-04
34-74022 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-Phlx-2015-03
34-74012 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program in Rule 1059, Accommodation Transactions
Comments due:  February 3, 2015

SR-Phlx-2015-01
34-74059 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/phlx/phlxarchive/phlxarchive2015.shtml


Modified: 03/24/2016