73 FR 54646
Notice Rule
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, BATS Exchange, Inc., Boston Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules
Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities
Release Number
34-58536
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Document Citation
Release Number
34-58806
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73 FR 63216
Release Number
34-63103
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75 FR 64755
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34-61919
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75 FR 21051
Release Number
34-65991
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76 FR 79714
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34-63750
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76 FR 4948
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34-78473
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81 FR 52722
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34-84392
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83 FR 52243
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34-86542
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84 FR 38679
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34-89972
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85 FR 61062
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34-88948
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Document Citation
85 FR 33239
Last Reviewed or Updated: Oct. 17, 2008
Resources
Details
Public Comments Due
File Number
4-566
Rule Type
Notice
Release Number
34-58350
SEC Issue Date
Federal Register Publish Date
Document Citation
73 FR 48248