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SEC Final Rules: 1995
Archive of older SEC Final Rules available include:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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| Release No. |
Date |
Details |
| Fourth Quarter |
| 33-7241 |
Dec. 18, 1995 |
Adoption of Revised EDGAR Filer Manual and Technical Rule Changes
Other Release Nos.: 34-36479; 35-26407; IC-21500 |
| 34-36530 |
Nov. 30, 1995 |
Exemption of the Securities of the United Mexican States Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
File No.: S7-26-95 |
| Third Quarter |
| 33-7197 |
Jul. 26, 1995 |
Payment for Investment Company Services With Brokerage Commissions
File No.: S7-22-94.
Other Release Nos.: IC-21221; FR-46 |
| Second Quarter |
| 35-26311 |
Jun 20, 1995 |
Exemption of Issuance and Sale of Certain Securities By Public-Utility and Nonutility Subsidiary Companies of Registered Public-Utility Holding Companies; Exemption of Acquisition by Companies in a Registered Public-Utility Holding Company System of Certain Securities of Associate Companies; Exemption of Capital Contributions and Open Account Advances, Without Interest, by Parent Companies to Subsidiary Companies
File No.: S7-12-92 |
| 34-35844 |
Jun. 9, 1995 |
Rules of Practice
File No.: S7-40-92 |
| 33-7168 |
May 11, 1995 |
Prospectus Delivery; Securities Transactions Settlement
File No.: S7-7-95
Other Release Nos.: 34-35705 |
| First Quarter |
| 34-35548 |
Mar. 30, 1995 |
Establishment of Commission Quorum Requirement |
| IC-20916 |
Feb. 23, 1995 |
Exemption of Certain Open-End Management Investment Companies To Impose Contingent Deferred Sales Loads
File No.: S7-24-88 |
| 33-7143 |
Feb. 23, 1995 |
Exemption for Open-End Management Investment Companies Issuing Multiple Classes of Shares; Disclosure of Multiple Class and Master-Feeder Funds; Class Voting on Distribution Plans
File No.: S7-32-93
Other Release Nos.: IC-20915 |
| 34-35341 |
Feb. 8, 1995 |
Self-Regulatory Organizations; Order Approving Proposed Rule Changes by the American Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Incorporated, Municipal Securities Rulemaking Board, National Association of Securities Dealers, Inc., New York Stock Exchange, Inc., Pacific Stock Exchange Incorporated, and Philadelphia Stock Exchange, Inc. Relating to a Continuing Education Requirement for Registered Persons
File Nos.: SR-AMEX-94-59; SR-CBOE-94-49; SR-CHX-94-27; SR-MSRB-94-17;SR-NASD-94-72; SR-NYSE-94-43; SR-PSE-94-35; and SR-PHLX-94-52 |
| 33-7132 |
Feb. 1, 1995 |
Adoption of Amendments To Clarify Safe Harbors for Broker-Dealer Research Reports
File No.: S7-36-94
Other Release Nos.: International Series Release No. 780 |
http://www.sec.gov/rules/final/finalarchive/finalarchive1995.shtml
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