SEC Final Rules Archive: 2022

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Release No. Date Details
Fourth Quarter
33-11140 Dec. 19, 2022 Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Other Release Nos.: 34-96525; 39-2547; IC-34778
Effective Date: January 24, 2023
Federal Register version (88 FR 4083)
33-11139 Dec. 15, 2022 Technical Amendments to Commission Rules and Forms (Conformed to Federal Register version)
Other Release Nos.: 34-96508; IA-6203; IC-34774
Effective Date: December 21, 2022
Federal Register version (87 FR 77982)
33-11138 Dec. 14, 2022 Insider Trading Arrangements and Related Disclosures (Conformed to Federal Register version)
File Nos: S7-20-21
Other Release No.: 34-96492
Effective Date: February 27, 2023
See Also: Federal Register version (87 FR 80362)
33-11131 Nov. 2, 2022 Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers (Conformed to Federal Register version)
File Nos: S7-11-21 
Other Release Nos.:34-96206, IC-34745
Effective Date:  July 1, 2024
See Also: Federal Register version (87 FR 78770)
33-11126 Oct. 26, 2022 Listing Standards for Recovery of Erroneously Awarded Compensation (Conformed to Federal Register version)
File Nos: S7-12-15
Other Release Nos.: 34-96159; IC-34732
Effective Date:  January 27, 2023
See Also: Federal Register version (87 FR 73076)
33-11125 Oct. 26, 2022 Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements (Conformed to Federal Register version)
File Nos: S7-09-20
Other Release Nos.: 34-96158; IC-34731
Effective Date: January 24, 2023
Compliance Date: The applicable compliance dates are discussion in section II.J.
See Also: Federal Register version (87 FR 72758)
34-96034 Oct. 12, 2022 Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
File Nos: S7-19-21
Effective Date: January 3, 2023
Compliance Date: The compliance date for the amendments to 17 CFR 240.17a-4 is May 3, 2023. The compliance date for the amendments to 17 CFR 240.18a-6 is November 3, 2023..
See Also: Federal Register version (87 FR 66412)
Third Quarter
33-11101 Sep. 19, 2022 Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-95817; 39-2546; IC-34703
Effective Date: October 13, 2022
Federal Register version (87 FR 61977)
33-11098 Sep. 9, 2022 Inflation Adjustments under Titles I and III of the JOBS Act (Conformed to Federal Register version)
Other Release No: 34-95715
Effective Date: September 20, 2022
See Also: Federal Register version (87 FR 57394)
34-95620 Aug. 26, 2022 Whistleblower Program Rules (Conformed to Federal Register version)
File Nos: S7-07-22
Effective Date: October 3, 2022
See Also: Federal Register version (87 FR 54140)
34-95607 Aug. 25, 2022 Pay Versus Performance (Conformed to Federal Register version)
File Nos: S7-07-15
Effective Date: October 11, 2022
See Also: Federal Register version (87 FR 55134)
33-11082 Jul. 13, 2022 Adoption of Updated EDGAR Filer Manual (Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)
Other Release Nos.: 34-95274; 39-2545; IC-34649
Effective Date: Date of Publication in the Federal Register
Federal Register version (87 FR 42960)
34-95266 Jul. 13, 2022 Proxy Voting Advice (Conformed to Federal Register version)
Other Release Nos.: IA-6068
File Nos: S7-17-21
Effective Date: 60 days after publication in the Federal Register
See Also: Federal Register version (87 FR 43168)
Second Quarter
34-95148 Jun. 23, 2022 Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F (Conformed to Federal Register version)
Other Release No: IA-6056; IC-34635
File Nos: S7-15-21
Effective Date: June 30, 2022
See Also: Federal Register version (87 FR 38943)
33-11070 Jun. 2, 2022 Updating EDGAR Filing Requirements and Form 144 Filings (Conformed to Federal Register version)
Other Release No: 34-95025
File Nos: S7-16-21 and S7-24-20
Effective Date: July 11, 2022
Federal Register version (87 FR 35393)
See Also: Press Release No. 2022-99; Fact Sheet; Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide
First Quarter
33-11047 Mar. 29, 2022 Technical Amendments to Commission Rules and Forms
Other Release Nos.: IA-5985; IC-34547
Effective Date: April 15, 2022
Federal Register version (87 FR 22444)
33-11043 Mar. 21, 2022 Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Other Release Nos.: 34-94479; 39-2543; IC-34536
Effective Date: April 19, 2022
Federal Register version (87 FR 23108)