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SEC Final Rules: 2008
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| Release No. |
Date |
Details |
| Fourth Quarter |
|
33-8995 |
Dec. 31, 2008 |
Modernization of Oil and Gas Reporting (Conforming Version)
Other Release Nos.: 34-59192; FR-78
File No.: S7-15-08
Effective Date: January 1, 2010
Comment Due Date: February 13, 2009
Comments received
are available.
See also: Proposed Rule Release No.
33-8935;
Small Entity Compliance Guide
Federal Register version
|
|
34-59062 |
Dec. 5, 2008 |
Amendment to Municipal Securities Disclosure
File No.: S7-21-08
Effective Date: July 1, 2009
Federal Register version
|
|
IC-28487 |
Nov. 20, 2008 |
Temporary Exemption for Liquidation of Certain Money Market Funds (Interim final temporary rule)
File No.: S7-32-08
Effective Date: November 26, 2008 until October 18, 2009. See Effective Date section of the release for exception.
Comment Due Date: December 26, 2008
Comments received
are available.
Federal Register version
|
|
34-58938 |
Nov. 13, 2008 |
Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
Effective Date: November 19, 2008
Federal Register version
|
|
33-8981 |
Oct. 29, 2008 |
Mandatory Electronic Submission of Applications for Orders under the Investment Company Act and Filings Made Pursuant to Regulation E
File No.: S7-25-07
Effective Date: January 1, 2009
See also: Proposed Rule Release No.
33-8859
and
comments;
Small Entity Compliance Guide
Federal Register version |
|
34-58785 |
Oct. 15, 2008 |
Disclosure of Short Sales and Short Positions by Institutional Investment Managers (Interim final temporary rule)
File No.: S7-31-08
Effective Date: §§ 240.10a-3T, 249.326T and temporary Form SH are effective from October 18, 2008 until August 1, 2009
Comment Due Date: December 16, 2008
Comments received
are available.
Federal Register version
See also:
Notice to Form SH Filers,
EDGAR Submission Type SH-ER Information Technical Specification,
EDGAR Submission Type SH-ER Information Fillable PDF Form
|
|
34-58775 |
Oct. 14, 2008 |
Amendments to Regulation SHO
File No.: S7-19-07
Effective Date: October 17, 2008
See also: Proposed Rule Release Nos.
34-58107
and
34-56213;
comments; and
Small Entity Compliance Guide
Federal Register version |
|
34-58774 |
Oct. 14, 2008 |
"Naked" Short Selling Antifraud Rule
File No.: S7-08-08
Effective Date: October 17, 2008
See also: Proposed Rule Release No.
34-57511
and
comments;
Small Entity Compliance Guide
Federal Register version |
|
34-58773 |
Oct. 14, 2008 |
Amendments to Regulation SHO (Interim final temporary rule)
File No.: S7-30-08
Effective Date: October 17, 2008 except §242.204T is effective October 17, 2008 until July 31, 2009
Comment Date: December 16, 2008
Comments received
are available.
See also: Final Rule Release No.
34-60388
and
Small Entity Compliance Guide
Federal Register version
|
| Third Quarter |
|
33-8961 |
Sep. 26, 2008 |
Technical Amendment to Item 407 of Regulation S-K
Other Release No.: 34-58656
Effective Date: September 30, 2008
Federal Register version
|
|
33-8959 |
Sep. 23, 2008 |
Foreign Issuer Reporting Enhancements
Other Release Nos.: 34-58620; International Series Release No. 1310
File No.: S7-05-08
Effective Date: December 5, 2008
Federal Register version
|
|
33-8957 |
Sep. 19, 2008 |
Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Other Release No.: 34-58597
File No.: S7-10-08
Effective Date: December 8, 2008
See also: Proposed Rule
Release No. 33-8917;
comments;
Small Entity Compliance Guide
Federal Register version
|
|
33-8956 |
Sep. 18, 2008 |
Adoption of Updated EDGAR Filer Manual
Other Release No.: 34-58584; 39-2458; IC-28381
Effective Date: September 24, 2008
Federal Register version
|
|
34-58465 |
Sep. 5, 2008 |
Exemption From Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Other Release No.: International Series Release No. 1309
File No.: S7-04-08
Effective Date: October 10, 2008
Federal Register version
|
|
34-58092 |
Jul. 3, 2008 |
Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations
Effective Date: July 11, 2008
Federal Register version
|
| Second Quarter |
|
33-8934 |
Jun. 26, 2008 |
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Other Release No.: 34-58028
File No.: S7-06-03
Effective Date: September 2, 2008; see effective date section of the release for exceptions.
See also: Final Rule Release No.
33-8934A
Federal Register version
|
|
33-8926 |
Jun. 4, 2008 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-57914, 39-2456, IC-28296
Effective Date: June 12, 2008
Federal Register version
|
|
33-8922 |
May 30, 2008 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-57888, 39-2454, IC-28292
Effective Date: June 11, 2008
Federal Register version
|
|
34-57877 |
May 28, 2008 |
Regional Office Reorganization
Effective Date: June 5, 2008
Federal Register version
|
|
IC-28266 |
May 15, 2008 |
Definition of Eligible Portfolio Company under the Investment Company Act of 1940
File No.: S7-37-04
Effective Date: July 21, 2008
Federal Register version
See also:
Small Entity Compliance Guide
|
|
34-57711 |
Apr. 24, 2008 |
Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Other Release No.: IC-28254
File No.: S7-02-08
Effective Date: April 30, 2008
Federal Register version
See also:
Small Entity Compliance Guide |
|
34-56501A |
Apr. 11, 2008 |
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
File No.: S7-22-06
Effective Date: April 17, 2008
Federal Register version
See also: Final Rule
Release No. 34-56501; Proposed Rule
Release No. 34-54946
and
comments |
|
33-8909 |
Apr. 10, 2008 |
Revisions to Form S-11 to Permit Historical Incorporation by Reference
File No.: S7-30-07
Effective Date: April 15, 2008
Federal Register version
See also:
Small Entity Compliance Guide; Proposed Rule Release No.
33-8871
and
comments |
| First Quarter |
|
34-57526 |
Mar. 19, 2008 |
Proposed Rule Changes of Self-Regulatory Organizations
File No.: S7-06-07
Effective Date: April 28, 2008
Federal Register version;
Federal Register correction
See also: Proposed Rule Release No.
34-55341
and
comments
|
|
34-55146A |
Mar. 17, 2008 |
Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections (Corrected, March 18, 2008)
Other Release Nos.: IC-27671A; 34-56135A; IC-27911A; 33-7759A; 33-7760A; 34-42054A; 34-42055A; 39-2378A; IC-24107A; IS-1208A
File No.: S7-10-05; S7-03-07; S7-28-98 and S7-29-98
Effective Date: April 1, 2008
Federal Register version
See also: Final Rule Release Nos.
34-55146;
34-56135;
33-7760;
33-7759
|
|
33-8891 |
Feb. 6, 2008 |
Electronic Filing and Revision of Form D
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release Nos.: 34-57280; 39-2453; IC-28145
File No.: S7-12-07
Effective Date: September 15, 2008; see effective date section of the release for exceptions.
Federal Register version
See also: Proposed Rule Release No.
33-8814;
comments; and
Small Entity Compliance Guide |
|
34-57262 |
Feb. 4, 2008 |
Delegation of Authority to the Director of the Division of Corporation Finance
Effective Date: February 7, 2008
Federal Register version
|
|
33-8885 |
Jan. 29, 2008 |
Amendment of Procedures for Payment of Fees
Other Release Nos.: 34-57218, 39-2452, IC-28137
Effective Date: February 1, 2008
Federal Register version
|
|
34-57172 |
Jan. 18, 2008 |
Electronic Shareholder Forums
Other Release No.: IC-28124
File No.: S7-16-07
Effective Date: February 25, 2008
Federal Register version
See also: Proposed Rule Release No.
34-56160;
comments; and
Small Entity Compliance Guide |
|
34-57166 |
Jan. 17, 2008 |
Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADVW
and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1,
15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release No.: IA-2695
Effective Date: January 28, 2008.
Federal Register version |
http://www.sec.gov/rules/final/finalarchive/finalarchive2008.shtml
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