Final Rule
Family Offices
Overview
The Securities and Exchange Commission (the "Commission') is adopting a rule to define "family offices' that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 ("Advisers Act') and thus will not be subject to regulation under the Advisers Act.
Prior Actions
Proposed Rule (IA-3098)
Release Number
IA-3098
SEC Issue Date
Oct. 12, 2010
Federal Register Publish Date
Oct. 18, 2010
Document Citation
75 FR 63753
RIN
3235-AK66
Resources
Details
File Number
S7-25-10
Rule Type
Final
Release Number
IA-3220
SEC Issue Date
June 22, 2011
Effective Date
August 29, 2011
Federal Register Publish Date
June 29, 2011
Document Citation
76 FR 37983
RIN
3235-AK66