The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Santander Investment Securities Group
[ Impersonators of Genuine Firms ]
Grand Central Tower, 18th Floor
New York, NY 10023
July 25, 2019
- Santander Investment Securities Group is impersonating a genuine broker-dealer and investment adviser firm with a similar name but different address – Santander Investment Securities Inc. (CRD Number: 37216; SEC Numbers: 8-47649 [for the broker-dealer]; 801-70715 [for the investment advisor]), which has the following mailing address: 45 East 53rd Street, New York, NY 10022-4604. The impersonator has NO connection with, and is not to be confused with, the genuine Santander Investment Securities Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Modified: July 25, 2019