The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Impersonators of Genuine Firms ]
825 Third Avenue
29th Floor RidgeWood Tower
New York, NY 10022
14-A1 Phillips Parkway
Montvale, NJ 07645-1811
July 25, 2019
- RidgeWood Securities is impersonating a genuine broker-dealer firm with the same name - Ridgewood Securities Corporation (CRD Number: 15453; SEC Number: 8-34781). The impersonator has NO connection with, and is not to be confused with, the genuine Ridgewood Securities Corporation, which has the following mailing address: 14 Philips Parkway Montvale, NJ 07645. The SEC's EDGAR database contains registration information for the genuine entity.