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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Princeton Capital Investments, Inc.

[ Impersonators of Genuine Firms ]

1835 Market Street
Philadelphia, PA 19103
Phone: 215-707-7800
Fax: 215-707-7900

July 25, 2019

  1. Princeton Capital Investments, Inc. is impersonating a formerly registered broker-dealer firm with the same name - Princeton Capital Investments, Inc. (CRD Number: 16262; SEC Number: 8-33731). The impersonator has NO connection with, and is not to be confused with, the genuine Princeton Capital Investments, Inc., which had its registration with the Financial Industry Regulatory Authority (FINRA) terminated on November 15, 1991 and is defunct.
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