The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Impersonators of Genuine Firms ]
1431 S. Howard Avenue
Phone: 813-434-4297 and 813-387-3305
July 25, 2019
- Pointe Atlantic is impersonating a formerly registered broker-dealer firm with the same name – Pointe Atlantic, Inc. (CRD Number: 46599; SEC Number: 8-51486). The genuine Pointe Atlantic, Inc. last filed with FINRA on July 22, 1999 and is defunct.
- The impersonator is also soliciting under the name Schnell and Company using the clone website schnellcompany.com.