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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

P.A.N. Securities LP

[ Impersonators of Genuine Firms ]

233 Broadway
New York, NY 10279
Phone: 1-212-359-1615
Fax: 1-212-658-9297

July 25, 2019

  1. P.A.N. Securities LP is impersonating a genuine broker-dealer firm with the same name and address - P.A.N. Securities, LP (CRD Number: 104823; SEC Number: 8-52964). The impersonator has NO connection with, and is not to be confused with, the genuine P.A.N. Securities, LP, which has the following mailing address: 233 Broadway, 24th Floor, New York, NY 10279. The SEC's EDGAR database contains registration information for the genuine entity.
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