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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Maxwell Financial Services

[ Impersonators of Genuine Firms ]

100 Broadway, Suite 405-406
New York, NY 10005
Phone: 1-646-213-2842 Ext: 2042
Fax: 1-646-390-3213

July 25, 2019

  1. The above listed Maxwell Financial Services is impersonating a current genuine entity a similar name, Maxwell Financial Services, Inc. (CRD: 168944).
  2. The genuine Maxwell Financial Services, Inc. has the following mailing address: 4027 Rosser Square, Dallas, TX 75244. Phone 972-991-7887, website FINRA's BrokerCheck database,, contains registration information for the genuine entity.
  3. The impersonator has NO connection with, and is not to be confused with, the genuine Maxwell Financial Services, Inc.
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