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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Goldman Capital Management

[ Impersonators of Genuine Firms ]

28th Floor, AIG Tower
Third Avenue
New York, NY 10017
Phone: 347-321-4188
Fax: 347-594-5235

July 24, 2019

  1. Goldman Capital Management is impersonating a genuine broker-dealer and investment adviser firm with a similar name but different address - Goldman Capital Management, Inc. (CRD Number: 16736; SEC Numbers: 8-34476 [for the broker-dealer]; 801-25646 [for the investment advisor]), which has the following mailing address: 767 Third Avenue, 25th Floor, New York, NY 10017. The impersonator has NO connection with, and is not to be confused with, the genuine Goldman Capital Management, Inc. The SEC's EDGAR database and WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contain registration information for the genuine entity.
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