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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Cain Capital LLC

[ Impersonators of Genuine Firms ]

100 Crescent Court
Suite 200
Dallas, TX 75201
Phone: 214-270-0655
Fax: 214-722-0016

July 19, 2019

  1. The above listed entity is impersonating a genuine entity having a similar name: Cain Capital L.L.C. (CRD #113592 / SEC #801-60959 / CIK #0001319593).
  2. The genuine entity has the following mailing address – 3953 Maple Avenue, Suite 290, Dallas, TX 75219 – it does not appear to maintain a website. The SEC's EDGAR database contains historical registration information for the genuine entity. However, the entity is not currently filing any information with the Commission.
  3. The impersonator has no connection with, and is not to be confused with, the genuine entity.
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