Search Options

Skip to Main Content

• About
  • What We Do
  • Commissioners
  • Securities Laws
  • Reports
  • Careers
  • Contact
• Divisions
  • Corporation Finance
  • Enforcement
  • Investment Management
  • Risk, Strategy and Innovation
  • Trading and Markets
  • National Exam Program
  • All Divisions and Offices
• Enforcement
  • Litigation Releases
  • Administrative Proceedings
  • Opinions and Adjudicatory Orders
  • Accounting and Auditing
  • Trading Suspensions
  • How Investigations Work
  • Administrative Law Judges
• Regulation
  • Proposed Rules
  • Final Rules
  • Interim Final Temporary Rules
  • Other Orders and Notices
  • Self-Regulatory Organizations
  • Staff Interpretations
• Education
  • Investor.gov
  • Check Out a Broker or Adviser
  • Investor Alerts and Bulletins
  • Fast Answers
  • File a Tip or Complaint
  • Publications
• Filings
  • Quick EDGAR Tutorial
  • Company Filings Search
  • Descriptions of SEC Forms
  • Requesting Public Documents
• News
  • Press Releases
  • What's New
  • Upcoming Events
  • News Digest
  • Webcasts
  • Special Studies
  • Speeches and Public Statements
  • Testimony

Directory Listing /Archives/edgar/data/1428397

Name	Size	Last Modified
999999999723000519		2023-02-10 11:26:13
000117184318000372		2018-01-16 06:05:25
000117184317007789		2017-12-21 10:20:14
000155335016002294		2016-08-05 16:42:03
000149315216011840		2016-07-29 16:17:40
000149315216010622		2016-06-08 16:36:19
000149315216010262		2016-05-24 16:48:32
000149315216010228		2016-05-23 17:57:07
000149315216009950		2016-05-16 17:20:42
000149315216009036		2016-04-18 17:12:16
000149315216008931		2016-04-14 17:15:32
000117184316009168		2016-04-14 16:13:11
000149315216008582		2016-03-31 19:59:12
000149315216008543		2016-03-31 16:14:56
000101968716005373		2016-03-04 15:29:32
000149315216007483		2016-02-17 17:13:32
000149315216007255		2016-02-08 17:29:30
000149315216007219		2016-02-05 17:21:59
000149315216007197		2016-02-05 13:09:10
000117184316007518		2016-02-01 08:30:15
000149315216006965		2016-01-26 17:17:07
000114420416076039		2016-01-19 15:12:56
000101968716004809		2016-01-13 16:59:19
000101968716004807		2016-01-13 16:58:11
000117184315006594		2015-12-01 09:14:22
000101968715004288		2015-11-20 17:16:02
000101968715004287		2015-11-20 17:14:45
000114420415066094		2015-11-16 16:45:37
000117184315006295		2015-11-12 17:01:51
000117184315005430		2015-10-07 09:14:25
000114420415057219		2015-09-29 17:13:04
000117184315005343		2015-09-29 10:45:23
000117184315005279		2015-09-24 09:15:35
000114420415055868		2015-09-22 12:45:14
000117184315005199		2015-09-17 09:16:08
000114420415055358		2015-09-17 06:00:53
000114420415055208		2015-09-16 14:34:33
000117184315005179		2015-09-16 09:13:30
000117184315005140		2015-09-14 09:12:18
000117184315005124		2015-09-11 09:12:16
000117184315005013		2015-09-02 13:32:28
000117184315005007		2015-09-02 09:07:18
000114420415052684		2015-08-28 15:41:57
000117184315004925		2015-08-28 09:12:17
000117184315004789		2015-08-19 09:07:24
000114420415050400		2015-08-18 14:33:38
000114420415050252		2015-08-17 16:41:11
000114420415050048		2015-08-14 19:19:42
000117184315004700		2015-08-14 09:07:19
000117184315004410		2015-08-06 09:07:08
000117184315003829		2015-07-14 19:51:37
000114420415041645		2015-07-08 16:56:57
000114420415041299		2015-07-07 10:34:19
000114420415040242		2015-07-01 06:01:27
000114420415038197		2015-06-22 07:00:52
000114420415034432		2015-05-29 16:01:19
000114420415034024		2015-05-28 14:47:09
000114420415034020		2015-05-28 14:45:40
000114420415032414		2015-05-20 09:00:13
000149315215001878		2015-05-12 17:23:28
000114420415029586		2015-05-12 10:00:06
000114420415028080		2015-05-06 17:56:19
000114420415028077		2015-05-06 17:55:17
000114420415027462		2015-05-05 09:01:55
000114420415027460		2015-05-05 09:00:21
000114420415026924		2015-05-01 12:47:13
000114420415022074		2015-04-09 17:01:55
000114420415022037		2015-04-09 16:03:20
000114420415021169		2015-04-03 16:03:22
000114420415021141		2015-04-03 13:58:47
000114420415018497		2015-03-26 09:01:04
000114420415016566		2015-03-17 09:00:13
000114420415015783		2015-03-13 09:00:16
000114420415007245		2015-02-10 09:00:17
000114420415004441		2015-01-29 06:03:20
000114420415004102		2015-01-27 17:07:46
000114420415003887		2015-01-26 19:53:50
000114420414067703		2014-11-13 16:01:57
000114420414063382		2014-10-28 16:56:17
000114420414063380		2014-10-28 16:55:15
000114420414062590		2014-10-23 17:04:42
000114420414062582		2014-10-23 16:57:51
000114420414061695		2014-10-17 16:01:37
000114420414059002		2014-10-01 16:01:58
000114420414058861		2014-10-01 06:01:31
000114420414058064		2014-09-26 16:01:38
000114420414055786		2014-09-15 06:14:45
000114420414055778		2014-09-15 06:09:26
000114420414055772		2014-09-15 06:07:14
000114420414054388		2014-09-05 06:01:20
000114420414049525		2014-08-14 06:14:34
000114420414049483		2014-08-13 21:31:31
000159925814000001		2014-08-08 12:24:36
000114420414045186		2014-07-28 16:26:25
000114420414043556		2014-07-17 16:05:58
000114420414041720		2014-07-07 16:00:38
000114420414037596		2014-06-13 16:03:18
000000000014029974		2014-06-12 13:44:39
000114420414035770		2014-06-04 19:03:57
000114420414035764		2014-06-04 18:50:11
000000000014025723		2014-05-20 15:01:04
000114420414031704		2014-05-16 16:01:25
000114420414029908		2014-05-13 16:01:11
000114420414029673		2014-05-12 18:01:14
000114420414029671		2014-05-12 17:59:13
000114420414029524		2014-05-12 16:01:54
000114420414028436		2014-05-08 09:27:11
000000000014022985		2014-05-06 13:45:09
000114420414024577		2014-04-24 16:03:42
000114420414023438		2014-04-17 17:55:43
000114420414022455		2014-04-14 16:15:24
000114420414022306		2014-04-14 09:01:15
000114420414019910		2014-04-01 16:05:50
000114420414017939		2014-03-26 16:38:46
000000000014007816		2014-02-14 11:15:12
000114420414008226		2014-02-13 08:04:07
000114420414008224		2014-02-13 08:02:20
000114420414007413		2014-02-11 06:03:35
000114420414005482		2014-02-03 11:56:59
000114420414004826		2014-01-30 09:25:26
000114420414004356		2014-01-28 09:21:25
000114420414003106		2014-01-21 16:02:41
000114420414003105		2014-01-21 16:01:32
000114420414001632		2014-01-10 16:01:29
000159652914000001		2014-01-10 15:54:38
000000000014000590		2014-01-06 19:58:34
000114420414000418		2014-01-03 16:01:35
000114420413068335		2013-12-20 11:19:07
000114420413067592		2013-12-17 09:29:19
000000000013067625		2013-12-12 14:51:58
000114420413066651		2013-12-11 11:48:54
000114420413066326		2013-12-09 15:53:30
000114420413066249		2013-12-09 11:35:30
000114420413063042		2013-11-19 16:03:05
000114420413061833		2013-11-14 16:13:14
000114420413056426		2013-10-23 16:02:37
000114420413054238		2013-10-07 16:02:59
000114420413052632		2013-09-26 18:15:23
000114420413051251		2013-09-17 16:43:16
000114420413051086		2013-09-16 19:02:36
000114420413048644		2013-08-30 09:09:19
000114420413046566		2013-08-16 16:01:44
000114420413046565		2013-08-16 16:01:22
000114420413044724		2013-08-12 16:18:55
000114420413042509		2013-08-01 16:37:08
000114420413041003		2013-07-24 19:02:30
000114420413040005		2013-07-17 19:22:55
000158068813000001		2013-07-17 18:23:30
000114420413039713		2013-07-16 14:56:10
000114420413039093		2013-07-11 11:46:27
000142839713000003		2013-07-08 17:11:41
000114420413038256		2013-07-03 18:19:19
000149565613000005		2013-07-03 18:13:54
000149565613000004		2013-07-03 18:06:25
000153097513000003		2013-07-03 17:23:42
000114420413037862		2013-07-02 17:00:20
000114420413034063		2013-06-10 14:34:43
000149315213001048		2013-05-28 16:32:10
000142839713000002		2013-05-28 14:20:53
000114420413030658		2013-05-20 21:26:12
000114420413030623		2013-05-20 17:24:42
000114420413029342		2013-05-15 15:02:24
000149565613000003		2013-05-03 20:09:32
000134427013000002		2013-05-03 20:04:24
000153097513000002		2013-05-03 19:59:47
000114420413025322		2013-04-30 17:26:46
000149565613000002		2013-04-17 16:09:02
000114420413022006		2013-04-16 12:01:58
000114420413021001		2013-04-10 13:00:55
000114420413019199		2013-04-01 16:39:58
000114420413011015		2013-02-25 17:31:59
000149565613000001		2013-02-14 11:07:23
000114420413007001		2013-02-08 11:43:38
000114420413001128		2013-01-07 17:27:20
000142839712000008		2012-11-21 10:55:59
000114420412064025		2012-11-19 20:50:44
000114420412062198		2012-11-14 13:06:48
000114420412055931		2012-10-12 16:16:54
000142839712000007		2012-10-10 17:34:12
000142839712000006		2012-10-10 17:14:43
000142839712000005		2012-10-09 20:33:15
000114420412052890		2012-09-25 16:46:44
000142839712000004		2012-09-18 19:23:12
000114420412050957		2012-09-12 17:27:29
000142839712000003		2012-08-23 17:04:53
000114420412046824		2012-08-17 17:07:55
000114420412045438		2012-08-14 13:29:47
000114420412044373		2012-08-10 14:40:42
000114420412040588		2012-07-23 17:27:16
000114420412040565		2012-07-23 16:58:22
000114420412038720		2012-07-09 16:47:52
000114420412030902		2012-05-21 13:41:09
000114420412029313		2012-05-15 14:17:55
000114420412022013		2012-04-16 17:15:26
000114420412018284		2012-03-30 08:19:44
000114420412018222		2012-03-29 21:38:38
000114420412016364		2012-03-21 14:15:39
000114420412015246		2012-03-15 15:33:10
000114420412015244		2012-03-15 15:31:02
000114420412015234		2012-03-15 15:23:30
000114420412015203		2012-03-15 15:00:52
000114420412014587		2012-03-13 16:02:31
000114420412008986		2012-02-14 17:09:13
000114420411063998		2011-11-14 13:49:39
000142839711000004		2011-10-18 16:10:47
000114420411054591		2011-09-23 17:19:38
000114420411052759		2011-09-13 16:38:02
000114420411051439		2011-09-06 17:26:01
000114420411048181		2011-08-17 15:45:22
000130841111000061		2011-05-23 16:22:29
000130841111000059		2011-05-16 12:37:50
000130841111000047		2011-04-08 16:41:09
000130841111000044		2011-03-30 19:28:40
000130841111000037		2011-03-18 20:30:18
000130841110000060		2010-11-30 12:03:47
000130841110000056		2010-11-15 06:15:23
000130841110000054		2010-11-10 16:50:51
000130841110000052		2010-11-08 16:08:57
000143774910003112		2010-09-24 14:17:40
000143774910002754		2010-08-20 16:37:57
000130841110000045		2010-08-13 15:32:26
000143774910002531		2010-08-09 16:57:48
000143774910002505		2010-08-06 17:06:43
000143774910002497		2010-08-06 16:19:40
000143774910002486		2010-08-05 17:35:53
000143774910002409		2010-07-30 17:10:47
000143774910002408		2010-07-30 17:10:16
000143774910002390		2010-07-29 19:40:45
000143774910002367		2010-07-28 19:22:30
000143774910002210		2010-07-14 17:06:37
000143774910001983		2010-06-25 17:29:20
000130841110000028		2010-05-17 16:58:26
000143774910000681		2010-03-16 15:50:17
000130841110000013		2010-03-11 17:16:48
000143774910000579		2010-03-05 14:32:16
000143774910000578		2010-03-05 14:25:17
000143774910000207		2010-02-01 17:17:10
000139390509000542		2009-11-16 14:42:23
000000000009062861		2009-11-05 15:52:49
000139390509000500		2009-11-05 13:23:14
000139390509000498		2009-11-05 13:15:46
000000000009049659		2009-09-08 16:46:28
000139390509000316		2009-08-10 17:16:22
000139390509000293		2009-08-05 12:17:12
000139390509000207		2009-05-15 12:06:32
000139390509000164		2009-04-15 12:32:57
000139390509000131		2009-03-31 12:38:41
000139390508000324		2008-11-14 14:36:34
999999999508003134		2008-10-15 00:15:17
000139390508000258		2008-10-03 14:21:57
999999999708020970		2008-04-24 15:57:28
999999999708008054		2008-02-28 09:24:57