Search Options

Skip to Main Content

• About
  • What We Do
  • Commissioners
  • Securities Laws
  • Reports
  • Careers
  • Contact
• Divisions
  • Corporation Finance
  • Enforcement
  • Investment Management
  • Risk, Strategy and Innovation
  • Trading and Markets
  • National Exam Program
  • All Divisions and Offices
• Enforcement
  • Litigation Releases
  • Administrative Proceedings
  • Opinions and Adjudicatory Orders
  • Accounting and Auditing
  • Trading Suspensions
  • How Investigations Work
  • Administrative Law Judges
• Regulation
  • Proposed Rules
  • Final Rules
  • Interim Final Temporary Rules
  • Other Orders and Notices
  • Self-Regulatory Organizations
  • Staff Interpretations
• Education
  • Investor.gov
  • Check Out a Broker or Adviser
  • Investor Alerts and Bulletins
  • Fast Answers
  • File a Tip or Complaint
  • Publications
• Filings
  • Quick EDGAR Tutorial
  • Company Filings Search
  • Descriptions of SEC Forms
  • Requesting Public Documents
• News
  • Press Releases
  • What's New
  • Upcoming Events
  • News Digest
  • Webcasts
  • Special Studies
  • Speeches and Public Statements
  • Testimony

Directory Listing /Archives/edgar/data/1296391

Name	Size	Last Modified
000139382521000071		2021-02-10 18:53:30
000139382517000051		2017-01-30 13:55:57
000119380516002620		2016-02-16 08:35:08
000110465916096269		2016-02-12 08:09:06
000110465915068777		2015-10-02 08:37:04
000119312515051214		2015-02-17 21:54:34
000114420415010183		2015-02-17 16:29:15
000119380515000221		2015-02-17 09:49:54
000119312515049865		2015-02-13 16:04:52
000110465915009913		2015-02-13 07:48:45
000119312515044301		2015-02-11 16:45:53
000139382515000025		2015-02-11 15:20:13
000139382515000023		2015-02-11 15:12:18
000153561015000013		2015-01-08 15:44:31
000095015914000563		2014-12-29 17:24:01
000095015914000561		2014-12-29 17:23:04
000095015914000559		2014-12-29 17:22:08
000095015914000558		2014-12-29 17:21:29
000095015914000537		2014-12-05 17:02:27
000095015914000536		2014-12-05 17:02:04
000095015914000535		2014-12-05 17:01:35
000095015914000534		2014-12-05 17:01:15
000095015914000529		2014-12-02 17:40:26
000095015914000528		2014-12-02 17:39:59
000095015914000527		2014-12-02 17:39:26
000095015914000526		2014-12-02 17:38:56
000095015914000517		2014-11-21 16:07:32
000095015914000511		2014-11-14 17:15:28
000095015914000509		2014-11-14 17:14:44
000095015914000508		2014-11-14 17:13:46
000095015914000506		2014-11-14 17:12:39
000095015914000502		2014-11-14 16:34:29
000095015914000498		2014-11-14 16:32:34
000095015914000495		2014-11-14 16:30:28
000095015914000491		2014-11-14 16:02:18
000095015914000483		2014-11-10 17:02:15
000095015914000451		2014-10-01 12:30:27
000095015914000450		2014-10-01 12:29:57
000095015914000449		2014-10-01 12:29:24
000095015914000448		2014-10-01 12:28:59
000095015914000435		2014-09-03 08:16:31
000095015914000434		2014-09-03 08:16:02
000095015914000433		2014-09-03 08:15:05
000095015914000432		2014-09-03 08:14:23
000095015914000408		2014-08-14 17:13:47
000095015914000406		2014-08-14 17:12:33
000095015914000405		2014-08-14 17:11:30
000095015914000400		2014-08-14 13:54:43
000095015914000339		2014-07-01 17:01:18
000095015914000338		2014-07-01 17:01:00
000095015914000337		2014-07-01 17:00:39
000095015914000336		2014-07-01 17:00:15
000095015914000292		2014-06-03 08:09:41
000095015914000290		2014-06-03 08:08:42
000095015914000288		2014-06-03 08:07:39
000095015914000286		2014-06-03 08:05:42
000095015914000264		2014-05-15 16:42:27
000095015914000263		2014-05-15 16:41:40
000095015914000262		2014-05-15 16:41:07
000095015914000261		2014-05-15 16:30:48
000095015914000245		2014-05-08 17:06:17
000095015914000244		2014-05-08 17:06:06
000095015914000243		2014-05-08 17:05:44
000095015914000242		2014-05-08 17:05:29
999999999514001265		2014-05-02 00:15:19
999999999514001254		2014-05-02 00:15:18
999999999514001250		2014-05-02 00:15:15
000095015914000181		2014-04-09 17:03:45
000095015914000180		2014-04-09 17:02:25
000095015914000179		2014-04-09 17:01:16
000095015914000168		2014-04-01 17:01:32
000095015914000167		2014-04-01 17:01:16
000095015914000165		2014-04-01 17:00:37
000095015914000164		2014-04-01 17:00:22
000095015914000155		2014-03-27 17:19:43
000095015914000154		2014-03-27 17:19:03
000095015914000151		2014-03-27 17:17:50
000095015914000149		2014-03-27 17:17:01
000095015914000147		2014-03-26 17:18:12
000095015914000145		2014-03-26 16:06:47
000095015914000124		2014-03-04 08:20:30
000095015914000122		2014-03-04 08:19:41
000095015914000121		2014-03-04 08:19:11
000095015914000120		2014-03-04 08:18:32
000095015914000112		2014-02-26 16:16:06
000095015914000111		2014-02-26 16:15:53
000095015914000110		2014-02-26 16:15:31
000095015914000109		2014-02-26 16:15:16
000119312514054494		2014-02-14 15:20:59
000119380514000301		2014-02-14 15:13:32
000114420414009443		2014-02-14 14:01:13
000119312514054019		2014-02-14 13:39:34
000110465914009469		2014-02-13 09:04:43
000119312514048262		2014-02-12 16:43:53
000140508614000048		2014-02-11 16:12:26
000000000014005511		2014-02-03 13:18:03
000095015914000044		2014-01-27 17:05:25
000095015914000043		2014-01-27 17:04:23
000000000014003549		2014-01-24 09:00:10
000153561014000028		2014-01-16 13:49:16
000095015914000025		2014-01-15 17:05:20
000095015914000023		2014-01-14 17:10:07
000095015914000022		2014-01-14 17:09:30
000095015914000021		2014-01-14 17:08:58
000095015914000020		2014-01-14 17:08:12
000114036114001160		2014-01-07 17:01:30
000095015914000008		2014-01-02 17:14:29
000095015914000007		2014-01-02 17:13:59
000095015914000006		2014-01-02 17:13:21
000095015914000005		2014-01-02 17:12:39
000119312513466718		2013-12-09 15:47:52
000095015913000659		2013-12-03 08:16:46
000095015913000658		2013-12-03 08:15:42
000095015913000657		2013-12-03 08:13:52
000095015913000656		2013-12-03 08:12:19
000095015913000648		2013-12-02 17:22:42
000095015913000647		2013-12-02 17:22:11
000095015913000646		2013-12-02 17:21:34
000095015913000644		2013-12-02 17:20:47
000095015913000625		2013-11-15 17:10:02
000095015913000577		2013-10-02 17:10:51
000095015913000576		2013-10-02 17:10:09
000095015913000575		2013-10-02 17:09:34
000095015913000574		2013-10-02 17:08:39
999999999513002701		2013-09-19 00:15:10
000095015913000563		2013-09-16 16:09:08
000114036113035242		2013-09-06 16:15:25
000095015913000550		2013-08-30 17:16:50
000095015913000534		2013-08-21 08:31:56
000095015913000533		2013-08-21 08:31:27
000095015913000532		2013-08-21 08:30:31
000095015913000518		2013-08-15 14:32:28
000095015913000516		2013-08-15 14:31:17
000000000013044861		2013-08-15 11:23:13
000095015913000510		2013-08-14 17:39:11
000095015913000499		2013-08-08 17:07:27
000095015913000498		2013-08-08 17:06:54
000095015913000496		2013-08-08 17:06:27
000158302113000003		2013-08-07 14:34:48
000095015913000485		2013-07-26 17:26:09
000095015913000472		2013-07-19 17:12:36
000095015913000470		2013-07-19 17:11:19
000095015913000468		2013-07-19 17:10:29
000153561013000043		2013-07-16 14:48:22
000114420413039284		2013-07-12 14:11:18
000119312513284903		2013-07-08 17:03:40
000110465913053484		2013-07-08 15:01:55
000095015913000452		2013-07-05 17:13:45
000095015913000451		2013-07-05 17:13:37
000095015913000448		2013-07-05 17:12:11
000095015913000420		2013-06-18 17:23:46
000095015913000419		2013-06-18 17:23:26
000095015913000418		2013-06-18 17:22:44
000095015913000410		2013-06-13 16:45:05
000095015913000380		2013-05-31 12:54:02
000095015913000378		2013-05-31 12:51:59
000095015913000376		2013-05-30 18:16:34
000095015913000337		2013-05-15 14:50:09
000095015913000335		2013-05-15 14:48:02
000095015913000333		2013-05-15 14:46:03
000095015913000331		2013-05-15 14:44:20
000095015913000329		2013-05-15 10:10:40
000095015913000325		2013-05-15 08:39:07
000095015913000236		2013-04-05 16:45:28
000095015913000233		2013-04-04 16:52:26
000095015913000231		2013-04-04 16:50:28
000095015913000229		2013-04-04 16:48:50
000095015913000225		2013-04-03 16:19:40
000095015913000223		2013-04-03 16:17:16
000095015913000219		2013-04-01 16:33:38
000095015913000217		2013-04-01 16:31:53
999999999513000828		2013-03-29 00:15:12
999999999513000824		2013-03-29 00:15:11
000095015913000213		2013-03-28 17:22:48
000095015913000212		2013-03-28 17:21:43
000095015913000211		2013-03-28 17:20:22
000095015913000198		2013-03-26 17:15:47
000095015913000195		2013-03-26 17:13:38
000095015913000194		2013-03-26 17:11:11
000095015913000193		2013-03-26 17:09:08
000095015913000171		2013-03-18 08:45:51
000114036113011137		2013-03-06 21:32:52
000114036113011100		2013-03-06 18:57:13
000114036113011094		2013-03-06 18:44:49
000119312513079236		2013-02-27 12:47:14
000000000013010629		2013-02-26 15:00:33
000000000013010179		2013-02-22 17:43:23
000095015913000135		2013-02-20 07:59:54
000095015913000123		2013-02-14 17:14:50
000095015913000121		2013-02-14 17:11:08
000095015913000120		2013-02-14 17:10:33
000095015913000116		2013-02-14 16:43:37
000119380513000479		2013-02-14 15:43:41
000140508613000082		2013-02-14 11:49:08
000093041313000851		2013-02-14 11:34:56
000119312513048042		2013-02-11 13:12:56
000095015913000081		2013-02-08 17:30:24
000095015913000080		2013-02-08 17:29:54
000095015913000079		2013-02-08 17:28:46
000095015913000078		2013-02-08 17:27:35
000095015913000052		2013-02-04 16:30:33
000119312513010586		2013-01-11 14:21:23
000091419013000036		2013-01-10 17:24:22
000095015913000033		2013-01-10 17:13:22
000095015913000029		2013-01-09 12:59:24
000095015913000027		2013-01-09 09:08:20
000095015913000025		2013-01-09 09:07:00
000095015913000024		2013-01-09 09:06:43
000095015913000021		2013-01-09 09:05:22
000095015913000010		2013-01-07 09:01:26
000095015913000009		2013-01-07 09:00:30
000000000012069189		2012-12-21 17:02:45
000095015912000690		2012-12-21 08:35:27
000095015912000664		2012-12-06 16:54:12
000095015912000654		2012-12-03 08:00:43
000095015912000645		2012-11-29 16:15:20
000135445712000259		2012-11-16 09:45:18
000095015912000630		2012-11-14 16:44:38
000095015912000616		2012-11-09 17:06:50
000095015912000598		2012-11-05 16:33:16
000095015912000591		2012-11-01 15:04:14
000119312512438088		2012-10-26 19:16:59
000095015912000569		2012-10-18 16:36:22
000129639112000004		2012-10-10 16:46:22
000119312512418494		2012-10-09 15:35:36
000118143112053797		2012-10-04 20:12:03
000118143112053795		2012-10-04 20:11:16
000095015912000552		2012-10-04 08:59:03
000129639112000003		2012-09-21 14:23:51
000095015912000533		2012-09-11 16:49:20
000095015912000525		2012-09-06 09:18:20
000095015912000483		2012-08-14 16:34:14
000095015912000481		2012-08-14 16:30:45
000095015912000418		2012-07-19 16:41:41
000095015912000368		2012-06-11 16:05:14
000095015912000361		2012-06-05 16:05:27
000118143112031943		2012-05-23 14:36:41
000114036112026809		2012-05-22 16:37:08
000114036112026805		2012-05-22 16:36:05
000114036112026802		2012-05-22 16:34:49
000114036112026799		2012-05-22 16:33:52
000114036112026795		2012-05-22 16:32:35
000095015912000347		2012-05-22 16:30:55
000095015912000345		2012-05-18 16:31:43
000095015912000320		2012-05-10 16:05:59
000095015912000313		2012-05-10 08:48:04
000095015912000294		2012-05-07 16:30:32
000095015912000253		2012-04-24 16:07:54
000095015912000251		2012-04-24 16:05:38
000095015912000241		2012-04-17 16:31:21
000000000012018562		2012-04-12 10:16:17
000095015912000227		2012-04-11 16:18:31
000000000012018226		2012-04-10 17:35:36
000095015912000211		2012-04-04 12:55:08
000095015912000209		2012-04-03 16:19:53
000095015912000207		2012-04-03 16:06:26
000095015912000186		2012-03-28 16:46:42
000095015912000177		2012-03-26 16:30:29
000095015912000167		2012-03-20 16:16:39
000114036112009748		2012-02-21 16:24:23
000114036112009744		2012-02-21 16:20:22
000095015912000116		2012-02-21 16:15:59
000114420412009012		2012-02-14 17:12:44
000095015912000093		2012-02-14 14:36:22
000093041312000786		2012-02-14 10:39:09
999999999512000464		2012-02-13 00:15:11
000095015912000063		2012-02-10 12:08:17
000095015912000059		2012-02-09 20:28:26
000000000012007046		2012-02-08 16:17:42
000095015912000047		2012-02-01 17:25:48
000090445412000026		2012-01-24 17:32:51
000095015912000016		2012-01-20 16:26:37
000095015912000014		2012-01-09 11:35:18
000114036112000756		2012-01-04 15:28:57
000095015912000002		2012-01-03 09:21:55
000095015911000803		2011-12-09 16:15:16
000114036111056512		2011-12-07 14:57:59
000114036111056508		2011-12-07 14:55:18
000095015911000782		2011-11-23 14:58:06
000095015911000752		2011-11-14 16:23:07
000095015911000750		2011-11-14 16:20:20
000095015911000633		2011-10-11 13:56:08
000118143111050798		2011-09-30 12:29:41
000114036111047334		2011-09-29 16:34:28
000114036111047331		2011-09-29 16:33:18
000114036111047330		2011-09-29 16:32:31
000114036111047328		2011-09-29 16:31:42
000114036111047325		2011-09-29 16:30:52
000114036111047322		2011-09-29 16:29:47
000095015911000623		2011-09-29 16:26:16
000095015911000595		2011-09-13 10:07:50
000095015911000593		2011-09-13 09:25:37
000095015911000577		2011-09-01 15:15:36
000000000011051836		2011-08-30 10:07:40
000095015911000573		2011-08-29 12:09:49
000000000011051160		2011-08-25 11:32:13
000095015911000557		2011-08-18 14:36:06
000095015911000537		2011-08-15 15:02:09
000114036111041574		2011-08-12 16:47:08
000114036111041572		2011-08-12 16:44:54
000095015911000506		2011-08-11 14:40:46
000095015911000499		2011-08-09 16:21:41
000095015911000432		2011-06-30 16:32:11
000095015911000393		2011-05-25 15:10:56
000114420411032172		2011-05-24 16:55:04
000095015911000381		2011-05-17 09:01:38
999999999511001563		2011-05-17 00:15:20
000095015911000377		2011-05-16 15:31:40
000095015911000369		2011-05-16 13:40:10
000095015911000367		2011-05-16 13:36:29
000114036111027362		2011-05-13 16:26:50
000114036111027354		2011-05-13 16:23:35
000114036111027348		2011-05-13 16:21:06
000114036111027338		2011-05-13 16:16:13
000114036111027333		2011-05-13 16:13:20
000095015911000334		2011-05-12 08:14:14
000095015911000316		2011-05-09 11:36:00
000095015911000311		2011-05-05 16:03:04
000095015911000309		2011-05-05 16:00:17
000000000011025364		2011-04-22 15:43:02
000114036111022920		2011-04-22 14:01:06
000095015911000257		2011-04-18 16:01:35
000095015911000254		2011-04-18 15:52:11
000095015911000252		2011-04-18 15:47:43
000114036111022415		2011-04-18 15:45:34
000095012311035326		2011-04-13 17:26:28
000091419011000205		2011-04-13 17:25:37
000095015911000222		2011-03-30 16:06:33
000095015911000204		2011-03-25 08:15:24
000093041311002047		2011-03-18 14:08:33
000095015911000183		2011-03-16 16:42:45
000129639111000002		2011-03-16 12:46:01
000119312511065555		2011-03-14 14:47:49
000119380511000456		2011-03-11 16:22:46
000118143111016395		2011-03-08 13:40:34
000118143111016394		2011-03-08 13:39:17
000095015911000153		2011-03-01 16:58:18
000119312511035666		2011-02-14 19:17:40
000095015911000125		2011-02-14 18:46:31
000119312511035306		2011-02-14 16:47:39
000140508611000069		2011-02-14 14:53:34
000119312511032697		2011-02-11 15:48:05
000090445411000018		2011-02-10 17:29:14
000008611511000008		2011-02-10 13:43:56
000008611511000007		2011-02-10 13:43:29
000095015910000999		2010-12-09 11:44:08
000095015910000916		2010-11-02 10:36:00
000095015910000914		2010-11-01 16:37:24
000095015910000894		2010-10-27 12:47:02
000093041310005171		2010-10-21 15:56:30
000114036110041732		2010-10-20 15:18:45
000114036110041730		2010-10-20 15:16:48
000114036110041474		2010-10-18 16:43:06
000114036110041472		2010-10-18 16:41:59
000114036110041471		2010-10-18 16:40:49
000095015910000807		2010-09-13 07:30:37
000095015910000741		2010-08-11 14:02:55
000095015910000735		2010-08-11 07:00:53
000095015910000703		2010-08-03 13:42:23
000114036110031213		2010-08-03 13:40:20
000114036110031211		2010-08-03 13:36:52
000095015910000626		2010-07-15 17:10:30
000095015910000619		2010-07-13 14:38:27
000095015910000568		2010-06-23 14:56:57
000095015910000477		2010-05-21 11:57:08
000095015910000475		2010-05-21 11:27:41
000095015910000473		2010-05-20 13:54:18
000095015910000464		2010-05-18 07:45:52
000119312510088632		2010-04-21 12:41:38
000118143110021868		2010-04-16 14:37:10
000118143110021863		2010-04-16 14:23:32
000118143110021711		2010-04-15 16:00:52
000118143110021709		2010-04-15 16:00:28
000118143110021707		2010-04-15 16:00:02
000118143110021706		2010-04-15 15:59:38
000118143110021694		2010-04-15 15:12:36
000129923910000003		2010-04-15 15:09:27
000008611510000019		2010-04-15 08:45:11
000090445410000119		2010-04-14 18:23:16
000118143110021493		2010-04-13 19:26:29
000118143110021491		2010-04-13 19:22:26
000118143110021489		2010-04-13 19:14:23
000118143110021487		2010-04-13 19:08:43
000118143110021461		2010-04-13 16:54:49
000118143110021447		2010-04-13 16:26:00
000118143110021446		2010-04-13 16:25:42
000118143110021445		2010-04-13 16:25:19
000118143110021444		2010-04-13 16:24:57
000118143110021443		2010-04-13 16:24:31
000118143110021442		2010-04-13 16:24:08
999999999710008880		2010-04-13 10:15:37
000119312510081469		2010-04-12 16:01:13
000008611510000018		2010-04-12 10:04:26
999999999510000995		2010-04-12 00:15:21
000090445410000117		2010-04-09 16:38:15
000118143110021145		2010-04-09 16:35:31
000118143110021129		2010-04-09 14:50:16
000118143110021127		2010-04-09 14:46:11
000118143110021126		2010-04-09 14:44:37
000118143110021124		2010-04-09 14:44:06
000118143110021123		2010-04-09 14:43:52
000118143110021122		2010-04-09 14:43:42
000118143110021121		2010-04-09 14:43:29
000118143110021120		2010-04-09 14:43:26
000118143110021119		2010-04-09 14:42:54
000118143110021117		2010-04-09 14:36:54
000129923910000002		2010-04-09 13:21:49
000008611510000017		2010-04-09 11:46:19
999999999710008782		2010-04-09 10:53:51
000119312510080141		2010-04-09 10:52:05
000119312510079974		2010-04-09 06:44:16
000119312510079940		2010-04-09 06:03:55
000119312510079870		2010-04-09 06:01:53
000119312510076863		2010-04-05 18:50:07
000119312510076862		2010-04-05 18:49:10
000119312510068357		2010-03-26 14:07:30
000119312510067068		2010-03-25 15:41:05
000119312510063145		2010-03-22 16:33:02
000000000010015099		2010-03-18 12:19:42
000119312510059028		2010-03-17 06:06:33
000000000010014244		2010-03-15 12:33:10
000119312510037846		2010-02-23 19:10:00
000000000010008611		2010-02-16 17:35:12
000119312510017187		2010-01-29 17:12:53
000000000010003981		2010-01-21 17:53:47
000119312509259620		2009-12-23 21:31:58
999999999708046348		2008-11-25 13:10:33
999999999708045044		2008-11-07 09:02:58
999999999707046033		2007-10-30 09:17:12
999999999707046020		2007-10-30 09:12:25
999999999707043673		2007-10-10 16:08:56
999999999706031889		2006-07-27 11:21:50
999999999705014708		2005-03-25 11:40:41
999999999704035413		2004-08-31 09:47:13
999999999704028417		2004-07-06 10:17:16