SEC Proposed Rules Archives: 1995

Archive of older proposed rules currently available on site. We encourage the public to submit comments on proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

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Release No.	Date	Details
Fourth Quarter
33-7250	Dec. 28, 1995	Proposed amendments to require disclosure of accounting policies for derivatives Reference:   Rel. Nos. 34-36643, IC-21625 File No.:   S7-35-95
34-36548	Dec. 1, 1995	Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice File No.:   SR-NASD-95-42
33-7242	Nov. 22, 1995	Calculation of Yield by Certain Unit Investment Trusts File No.:   S7-32-95
IC-21398	Oct. 5, 1995	Custody of Investment Company Assets Outside the United States -- Extension of Comment Period; Action: Proposed rule amendments and request for comment; extension of comment period. 17CFR 270 File No.:   S7-23-95 RIN 3235-AE98
Third Quarter
33-7212	Sep. 8, 1995	Proposed Rule: Personal Investment Activities of Investment Company Personnel and Codes of Ethics of Investment Companies and Their Investment Advisers and Principal Underwriters (Rule 17j-1) File No.:   S7-25-95 Comments Due:   November 13, 1995 Comments received electronically are available for this proposal.
IC-21260	July 27, 1995	Status of Investment Advisory Programs under the Investment Company Act of 1940 Reference:   Rel. No. IA-1510
IC-21259	Jul. 27, 1995	Custody of Investment Company Assets Outside the United States Reference:   Rel. No. International Series Rel. No. 831 File No.:   S7-23-95
IC-21217	Jul. 19, 1995	Money Market Fund Quarterly Reporting Reference:   Rel. No. 34-35991 File No.:   S7-22-95
33-7196	Jul. 19, 1995	Money Market Fund Prospectuses Reference:   Rel. No. IC-21216
Second Quarter
33-7183	Jun. 27, 1995	Use of Abbreviated Financial Statements in Documents Delivered to Investors Pursuant to the Securities Act of 1933 and Securities Exchange Act of 1934 Reference:   Rel. Nos. 34-35893, IC-21166
33-7184	Jun. 27, 1995	Streamlining and Consolidation of Executive and Director Compensation Disclosure Reference:   Rel. No. 34-35894 File No.:   S7-14-95 Comments Due:   September 8, 1995 Comments received electronically are available for this proposal.
33-7188	Jun. 27, 1995	Solicitations of Interest Prior to an Initial Public Offering
34-34923		Disclosure Concerning Legal Proceedings Involving Management, Promoters, Control Persons and Others Reference:   Rel. Nos. 33-7106, IC-20670
35-26312	Jun. 20, 1995	Exemption of Issuance and Sale of Securities By Public-Utility and Non-Utility Subsidiary Companies of Registered Public-Utility Holding Companies
35-26313	Jun. 20, 1995	Exemption of Acquisition By Registered Public Utility Holding Companies of Securities of Nonutility Companies Engaged in Certain Energy-Related and Gas-Related Businesses; Exemption of Capital Contributions and Advances to Such Companies
First Quarter
34-35375	Feb. 14, 1995	Disclosure by Investment Advisers Regarding Soft Dollar Practices Reference:   Rel. No. IA-1469 File No.:   S7-5-95
34-35323	Feb. 2, 1995	Unlisted Trading Privileges File No.:   S7-4-95
33-7133	Feb. 1, 1995	Registration Fees for Certain Investment Companies Reference:   Rel. No. IC-20874 File No.:   S7-3-95