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SEC Proposed Rules Archives: 1994

Archive of older proposed rules currently available on site. We encourage the public to submit comments on proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Additional Archives

Release No. Date Details
34-35040 Dec. 1, 1994 Proposed Amendments to the Transfer Agent Rules
File No.:   S7-35-94
34-34903 Oct. 27, 1994 Internalized/Affiliate Practices, Payment for Order Flow and Order Routing Practices
34-34753 Sep. 29, 1994 Customer Limit Orders
File No.:   S7-28-94
Comments received electronically are available for this proposal.

Modified: 01/21/2009