		Home \| Jobs \| Fast Answers \| Site Map \| Search

About the SEC

Filings & Forms

Regulatory Actions

Staff Interps

Investor Info

News & Statements

Litigation

Litigation Releases
Admin Proceedings
Fair Funds
Investigation Reports
Commission Opinions
Cooperation Agreements
Trading Suspensions
Amicus Briefs
Appellate Briefs
Rules of Practice

ALJ

Divisions

Commission Opinions & Orders
With Appeals

This list below provides links to opinions and orders issued by the Commission on appeal of Initial ALJ Decisions or disciplinary decisions issued by self-regulatory organizations (such as the NYSE or NASD).

*Release No.*	*Date*	*Respondents*
34-48246	Jul. 29, 2003	Michael J. Marrie, CPA and Brian L. Berry, CPA Rel. No.: AAER-1823 (Court of Appeals Opinion available)
34-47980	Jun. 4, 2003	WHX Corporation (Court of Appeals Opinion available)
34-47627	Apr. 3, 2003	John R. D'Alessio, and D'Alessio Securities, Inc. (Note: Reconsideration order available) (Court of Appeals Opinion available)
34-47357	Feb. 12, 2003	Nicholas P. Howard (Court of Appeals Opinion available)
33-8174	Jan. 9, 2003	Charles F. Kirby and Gene C. Geiger (Court of Appeals Opinion available)

http://www.sec.gov/litigation/opinions-app.shtml

Commission Opinions & Orders With Appeals

Modified: 08/30/2004

Commission Opinions & Orders
With Appeals