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NASD Rulemaking Archive: 2000

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Available NASD Rules include:

Chronological List

NASD File Number List for 2000

Additional Archives


Chronological List
Release No. Date Details

SR-NASD-99-60
34-43267 Nov. 28, 2000 Notice of Filing of Amendment No. 2 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings
See also:  Notice: Rel. No. 34-42325 and Order: Rel. No. 34-48701
Comments received are available for this notice.

SR-NASD-99-65
34-43616 Nov. 24, 2000 Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility and the Elimination of Nasdaq's Fixed Income Pricing System

See also:  Notice: Rel. No. 34-42201 Comments received are available for this notice.

SR-NASD-99-53
34-43514 Nov. 3, 2000 Notice of Filing of Amendment No. 8 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also:  Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43138, 34-42573, 34-42249, 34-42166
Comments received are available for this notice.

SR-NASD-99-53
34-43138 Aug. 10, 2000 Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also:  Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166
Comments received are available for this notice.

SR-NASD-99-41
34-43021 Jul. 10, 2000 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Relating to the Opening of Day-Trading Accounts
See also:  Notice: Rel. No. 34-42452

SR-NASD-00-18
34-42754 May 3, 2000 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening
Comments received are available for this notice.

SR-NASD-99-53
34-42573 Mar. 23, 2000 Notice of Filing of Amendment No. 4 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform
See also:  Release No. 4-646; Orders: Rel. Nos. 34-46429, 34-43863; Notices: Rel. Nos. 34-43514, 34-43138, 34-42249, 34-42166
Comments received are available for this notice.

SR-NASD-99-75
34-42536 Mar. 16, 2000 Order Granting Approval to Proposed Rule Change Relating to ECN and ATS Participation in the ITS/CAES System

SR-NASD-99-41
34-42452 Feb. 23, 2000 Notice of Filing of Amendment No. 1 to the Proposed Rule Change Relating to the Opening of Day-Trading Accounts
See also:  Order: Rel. No. 34-43021
Comments received are available for this notice.

SR-NASD-00-03
34-42418 Feb. 11, 2000 Notice of Filing of Proposed Rule Change To Amend NASD Rule 2520 Relating to Margin Requirements for Day-Trading Customers
Comments received are available for this notice.

SR-NASD-99-23
34-42400 Feb. 7, 2000 Order Approving a Proposed Rule Change and Amendment No. 1 to the Proposed Rule Change Relating to Locked and Crossed Markets that Occur Prior to the Opening of the Market

SR-NASD-99-45
34-42402 Feb. 7, 2000 Order Granting Approval to Proposed Rule Change Relating to Amendments to the Public Disclosure Program
See also:  Notice: Rel. No. 34-42240

SR-NASD-99-60
34-42325 Jan. 10, 2000 Notice of Filing of Proposed Rule Change Relating to Trading in Hot Equity Offerings
See also:  Order: Rel. No. 34-48701 and Notice: Rel. No. 34-43267
Comments received are available for this notice.


NASD File Number List for 2000
Release No. Date Details

SR-NASD-00-23
34-52521 Sep. 28, 2005 Order Approving Amendment No. 2 to Proposed Rule Change by Relating to Amendments to Order Audit Trail System Rules and Notice of and Order Granting Accelerated Approval to Amendment No. 3
34-51890 Jun. 21, 2005 Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Amendments to Order Audit Trail System Rules
Comments due:  July 18, 2005
Comments received are available for this notice.

SR-NASD-00-18
34-42754 May 3, 2000 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening
Comments received are available for this notice.

SR-NASD-00-03
34-42418 Feb. 11, 2000 Notice of Filing of Proposed Rule Change To Amend NASD Rule 2520 Relating to Margin Requirements for Day-Trading Customers
Comments received are available for this notice.

SR-NASD-00-02
34-44950 Oct. 18, 2001 Notice of Filing of Amendments to Proposed Rule Change Amending NASD Code of Arbitration Rules 10335 and 10205(h) Relating to Injunctive Relief

 

http://www.sec.gov/rules/sro/nasd/nasdarchive/nasdarchive2000.shtml


Modified: 10/16/2014