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Comments on NASD Rulemaking:
Self-Regulatory Organizations; Notice of Filing of Amendment No. 1 to the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Opening of Day-Trading Accounts.

[Release No. 34-42452; File No. SR-NASD-99-41]

  • Bradley W. Skolnik, NASAA President, Indiana Securities Commission, March 23, 2000 (File name: skolnik1.htm)

  • Comments of Robert P. Mazzarella, Chairman-Discount Brokerage Committee and Michael L. Michael, Chairman-Ad Hock Committee on Technology and Regulation, Securities Industry Association, March 23, 2000 (File name: mazzare1.htm)

  • Comments of Linda Lerner, General Counsel, All-Tech Direct, Inc., Montvale, NJ, March 20, 20000 (File name: lerner1.htm)

http://www.sec.gov/rules/sro/nd9941nc.shtml


Modified: 05/26/2000