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Comments on NASD Rulemaking

Self-Regulatory Organizations

Release No. 34-43616; File No. SR-NASD-99-65

  • Comments of Kevin M. Foley, Bloomberg Financial Markets Commodities News, March 14, 2001 (File name: foley2.htm)

  • Comments of Edward J. Nicoll, Datek Online Holding Corp., December 22, 2000 (File name: nicoll1.htm)

  • Comments of Kevin M. Foley, Bloomberg Financial Markets Commodities News, December 22, 2000 (File name: foley1.htm)

  • Comments of Noland Cheng, Chairman, Fixed Income Transparency Subcommittee of the Securities Industry Association, December 21, 2000 (File name: cheng1.htm)

  • Comments of Eleanor Davis Ainspan, Chairperson, The T+1 Streetside Fixed Income Working Group, T+1 Streeside Committee, Securities Industry Association, December 21, 2000 (File name: ainspan1.htm)

  • Comments of W. Hardy Callcott, Senior Vice President & General Counsel, Charles Schwab & Co., Inc., December 20, 2000 (File name: callcot1.htm)

  • Comments of William H. James, III, Lazard Freres & Co. LLC, 1999 Chairman; Vincent Murrary, ABN AMRO Incorporated, 2000 Chairman; Thomas Thees, Morgan Stanley Dean Witter & Co., Inc., 2001 Chairman; Corporate Bond Division, The Bond Market Association, December 20, 2000 (File name: james1.htm)

  • Comments of Thomas Sargant, President, Regional Municipal Operations Association, December 13, 2000 (File name: sargant1.htm)




http://www.sec.gov/rules/sro/nd9965nc.shtml


Modified: 08/15/2001