NASD Rulemaking Archive: 2010
We encourage the public to submit comments on the following NASD filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Third Quarter | Second Quarter | First Quarter
2012 |2010 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
||Sep. 29, 2010
||Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 through 4, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings
Comments due: October 26, 2010
See also: Notice: Rel. No. 34-61690; Notice: Rel. No. 34-51039; Notice: Rel. No. 34-50896
|No proposals were posted to website.|
||Mar. 11, 2010
||Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings ("IPOs")
Comments due: April 8, 2010
See also: Notice/Order: Rel. No. 34-63010; Notice: Rel. No. 34-51039; Notice: Rel. No. 34-50896
Comments received are available for this notice.