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NASD Rulemaking Archive: 2001
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Available NASD Rules include:
Chronological List
NASD File Number List for 2001
Additional Archives
2012 |2010 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
Release No. |
Date |
Details |
SR-NASD-2001-90 |
34-45156 |
Dec. 14, 2001 |
Notice of Filing of Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
See also: Order: Rel. No. 34-45991
Comments received are available for this notice. |
SR-NASD-2001-66 |
34-45016 |
Nov. 5, 2001 |
Notice of Filing of Proposed Rule Change, Amendment No. 1., and Amendment No. 2 Thereto Relating to Display Requirements When Using Reserve Size in the Nasdaq National Market Execution System
Comments received are available for this notice. |
SR-NASD-00-02 |
34-44950 |
Oct. 18, 2001 |
Notice of Filing of Amendments to Proposed Rule Change Amending NASD Code of Arbitration Rules 10335 and 10205(h) Relating to Injunctive Relief |
SR-NASD-99-53 |
34-43863 |
Jan. 19, 2001 |
Order Approving Proposed Rule Changes and Amendment Nos. 1, 2, 3, 4, 5, 6, 7 and 8 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 9 Relating to the Establishment of the Nasdaq Order Display Facility and Order Collector Facility and Modifications of the Nasdaq Trading Platform ("SuperMontage")
See also: Release No. 4-646; Order: Rel. No. 34-46429; Notices: Rel. Nos. 34-43514, 34-43138, 34-42573, 34-42249, 34-42166
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NASD File Number List for 2001 |
Release No. |
Date |
Details |
SR-NASD-2001-90 |
34-45991 |
May 28, 2002 |
Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
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34-45156 |
Dec. 14, 2001 |
Notice of Filing of Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
Comments received are available for this notice. |
SR-NASD-2001-66 |
34-45016 |
Nov. 5, 2001 |
Notice of Filing of Proposed Rule Change, Amendment No. 1., and Amendment No. 2 Thereto Relating to Display Requirements When Using Reserve Size in the Nasdaq National Market Execution System Comments received are available for this notice. |
http://www.sec.gov/rules/sro/nasd/nasdarchive/nasdarchive2001.shtml
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