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NASD Rulemaking Archive: 2001

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Available NASD Rules include:

Chronological List

NASD File Number List for 2001

Additional Archives


Chronological List
Release No. Date Details

SR-NASD-2001-90
34-45156 Dec. 14, 2001 Notice of Filing of Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
See also:  Order: Rel. No. 34-45991
Comments received are available for this notice.

SR-NASD-2001-66
34-45016 Nov. 5, 2001 Notice of Filing of Proposed Rule Change, Amendment No. 1., and Amendment No. 2 Thereto Relating to Display Requirements When Using Reserve Size in the Nasdaq National Market Execution System
Comments received are available for this notice.

SR-NASD-00-02
34-44950 Oct. 18, 2001 Notice of Filing of Amendments to Proposed Rule Change Amending NASD Code of Arbitration Rules 10335 and 10205(h) Relating to Injunctive Relief

SR-NASD-99-53
34-43863 Jan. 19, 2001 Order Approving Proposed Rule Changes and Amendment Nos. 1, 2, 3, 4, 5, 6, 7 and 8 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 9 Relating to the Establishment of the Nasdaq Order Display Facility and Order Collector Facility and Modifications of the Nasdaq Trading Platform ("SuperMontage")
See also:  Release No. 4-646; Order: Rel. No. 34-46429; Notices: Rel. Nos. 34-43514, 34-43138, 34-42573, 34-42249, 34-42166


NASD File Number List for 2001
Release No. Date Details

SR-NASD-2001-90
34-45991 May 28, 2002 Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
34-45156 Dec. 14, 2001 Notice of Filing of Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
Comments received are available for this notice.

SR-NASD-2001-66
34-45016 Nov. 5, 2001 Notice of Filing of Proposed Rule Change, Amendment No. 1., and Amendment No. 2 Thereto Relating to Display Requirements When Using Reserve Size in the Nasdaq National Market Execution System
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/nasd/nasdarchive/nasdarchive2001.shtml


Modified: 10/16/2014