|
|
Comments on NASD Rulemaking
Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Amendments to Order Audit Trail System Rules
(Release No. 34- 51890; File No. SR-NASD-00-23)
- Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association, July 26, 2005 (File name: idhammerman072605.pdf)
- Joseph C. Korsak, Law Office of Joseph C. Korsak, York, Pennsylvania, July 22, 2005 (File name: jckorsak072205.htm)
- Manisha Kulkarni, Executive Director, Financial Information Forum, New York, New York, July 22, 2005 (File name: mkulkarni1453.pdf)
- Howard Meyerson, General Counsel, Liquidnet, Inc., July 19, 2005 (File name: srnasd0023-18.pdf)
- Bonnie K. Wachtel, CEO and Wendie L. Wachtel, COO, Wachtel & Co. Inc., July 18, 2005 (File name: srnasd0023-17.pdf)
- Ronald C. Long, Senior Vice President, Regulatory Policy and Administration, Wachovia Securities, LLC, July 18, 2005 (File name: rclong071805.pdf)
- Chris Charles, President, Wulff, Hansen & Co., July 12, 2005 (File name: srnasd0023-16.pdf)
http://www.sec.gov/rules/sro/nasd/nasd0023.shtml
|