FICC Advanced Notice Rulemaking Archive: 2018
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
FICC Advance Notice File Number List
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Chronological List
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-FICC-2017-805 | ||
| 34-83954 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules |
| SR-FICC-2017-806 | ||
| 34-83951 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes |
| SR-FICC-2017-806 | ||
| 34-83747 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-FICC-2017-805 | ||
| 34-83744 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| Second Quarter | ||
| SR-FICC-2018-801 | ||
| 34-83223 | May 11, 2018 | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: June 1, 2018 |
| First Quarter | ||
| SR-FICC-2018-801 | ||
| 34-82820 | Mar. 7, 2018 | Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook |
| SR-FICC-2018-801 | ||
| 34-82779 | Feb. 26, 2018 | Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: March 19, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-FICC-2017-806 | ||
| 34-82583 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: February 14, 2018 Additional Materials: Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-FICC-2017-805 | ||
| 34-82580 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: February 14, 2018 Additional Materials: Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
FICC Advance Notice File Number List
| Release No. | Date | Details |
|---|---|---|
| SR-FICC-2018-802 | ||
| Memo | Mar. 5, 2019 | Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes See also SR-FICC-2018-013 and associated comments. |
| SR-FICC-2018-801 | ||
| 34-83223 | May 11, 2018 | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: June 1, 2018 |
| 34-82820 | Mar. 7, 2018 | Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook |
| 34-82779 | Feb. 26, 2018 | Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: March 19, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |