Comments on FICC Rulemaking
Notice of Filing of Proposed Rule Change to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
[Release No. 34-84951; File No. SR-FICC-2018-013]
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May 1, 2019 | Murray Pozmanter, Managing Director, Fixed Income Clearing Corporation |
Apr. 16, 2019 | James Tabacchi, Chairman, Independent Dealer and Trader Association |
Feb. 4, 2019 | Murray Pozmanter, Managing Director, Fixed Income Clearing Corporation (FICC) |
Jan. 30, 2019 | Stephen John Berger, Managing Director, Government & Regulatory Policy, Citadel |
Jan. 22, 2019 | Robert Toomey, Managing Director and Associate General Counsel, SIFMA |
Jan. 22, 2019 | James Tabacchi, Chairman, Independent Dealer and Trader Association (IDTA) |
Jan. 18, 2019 | Robert E. Pooler, Chief Financial Officer, Ronin Capital, LLC |