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CHX Rulemaking Archive: 2008
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How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
CHX File Number List for 2008
Additional Archives
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2008-15 |
|
34-58966 |
Nov. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments
Comments due: December 15, 2008
|
| Third Quarter |
SR-CHX-2008-12 |
|
34-58568 |
Sep. 17, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: October 16, 2008
|
SR-CHX-2008-13 |
|
34-58362 |
Aug. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: September 11, 2008
|
SR-CHX-2008-11 |
|
34-58087 |
Jul. 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due: July 31, 2008
|
| Second Quarter |
SR-CHX-2008-07 |
|
34-57884 |
May 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: June 27, 2008
|
SR-CHX-2008-06 |
|
34-57767 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due: May 29, 2008
|
SR-CHX-2008-05 |
|
34-57734 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due: May 27, 2008
|
SR-CHX-2008-02 |
|
34-57699 |
Apr. 23, 2008 |
Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
See also:
Notice: Rel. No. 34-57464
|
SR-CHX-2008-03 |
|
34-57684 |
Apr. 18, 2008 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
See also:
Notice: Rel. No. 34-57479
|
| First Quarter |
SR-CHX-2007-21 |
|
34-57587 |
Mar. 31, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
See also:
Notice: Rel. No. 34-57363
|
SR-CHX-2007-09 |
|
34-57509 |
Mar. 17, 2008 |
Order Granting Approval to a Proposed Rule Change to Amend the Exchange's Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
See also:
Notice: Rel. No. 34-56657
|
SR-CHX-2008-03 |
|
34-57479 |
Mar. 12, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due: April 8, 2008
See also:
Order: Rel. No. 34-57684
|
SR-CHX-2008-02 |
|
34-57464 |
Mar. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due: April 7, 2008
See also:
Order: Rel. No. 34-57699
|
SR-CHX-2007-24 |
|
34-57458 |
Mar. 10, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions
Comments due: April 7, 2008
See also:
Notice: Rel. No. 34-57137
|
SR-CHX-2007-18 |
|
34-57454 |
Mar. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
See also:
Notice: Rel. No. 34-57203
|
SR-CHX-2007-21 |
|
34-57363 |
Feb. 20, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
Comments due: March 20, 2008
See also:
Order: Rel. No. 34-57587
|
SR-CHX-2008-01 |
|
34-57315 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: March 12, 2008
|
SR-CHX-2007-27 |
|
34-57264 |
Feb. 4, 2008 |
Order Approving a Proposed Rule Change to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant’s Give-Up
See also:
Notice: Rel. No. 34-57036
|
SR-CHX-2007-18 |
|
34-57203 |
Jan. 25, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
Comments due: February 22, 2008
See also:
Order: Rel. No. 34-57454
|
SR-CHX-2007-24 |
|
34-57137 |
Jan. 14, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions
Comments due: February 8, 2008
See also:
Notice/Order: Rel. No. 34-57458
|
SR-CHX-2007-23 |
|
34-57140 |
Jan. 14, 2008 |
Order Approving a Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. (Chicago time) Without Regard to the Opening on the Primary Market
See also:
Notice: Rel. No. 34-56698
|
| CHX File Number List for 2008 |
| Release No. |
Date |
Details |
SR-CHX-2008-15 |
|
34-58966 |
Nov. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments
Comments due: December 15, 2008
|
SR-CHX-2008-13 |
|
34-58362 |
Aug. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: September 11, 2008
|
SR-CHX-2008-12 |
|
34-58568 |
Sep. 17, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: October 16, 2008
|
SR-CHX-2008-11 |
|
34-58087 |
Jul. 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due: July 31, 2008
|
SR-CHX-2008-07 |
|
34-57884 |
May 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: June 27, 2008
|
SR-CHX-2008-06 |
|
34-57767 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due: May 29, 2008
|
SR-CHX-2008-05 |
|
34-57734 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due: May 27, 2008
|
SR-CHX-2008-03 |
|
34-57684 |
Apr. 18, 2008 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
|
|
34-57479 |
Mar. 12, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due: April 8, 2008
|
SR-CHX-2008-02 |
|
34-57699 |
Apr. 23, 2008 |
Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
|
|
34-57464 |
Mar. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due: April 7, 2008
|
SR-CHX-2008-01 |
|
34-57315 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: March 12, 2008
|
http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2008.shtml
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