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CHX Rulemaking Archive: 2008

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CHX File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CHX-2008-15
34-58966 Nov. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments
Comments due:  December 15, 2008
Third Quarter

SR-CHX-2008-12
34-58568 Sep. 17, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  October 16, 2008

SR-CHX-2008-13
34-58362 Aug. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  September 11, 2008

SR-CHX-2008-11
34-58087 Jul. 2, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due:  July 31, 2008
Second Quarter

SR-CHX-2008-07
34-57884 May 30, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  June 27, 2008

SR-CHX-2008-06
34-57767 May 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due:  May 29, 2008

SR-CHX-2008-05
34-57734 Apr. 29, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due:  May 27, 2008

SR-CHX-2008-02
34-57699 Apr. 23, 2008 Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
See also:   Notice: Rel. No. 34-57464

SR-CHX-2008-03
34-57684 Apr. 18, 2008 Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
See also:   Notice: Rel. No. 34-57479
First Quarter

SR-CHX-2007-21
34-57587 Mar. 31, 2008 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
See also:   Notice: Rel. No. 34-57363

SR-CHX-2007-09
34-57509 Mar. 17, 2008 Order Granting Approval to a Proposed Rule Change to Amend the Exchange's Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
See also:   Notice: Rel. No. 34-56657

SR-CHX-2008-03
34-57479 Mar. 12, 2008 Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due:  April 8, 2008
See also:   Order: Rel. No. 34-57684

SR-CHX-2008-02
34-57464 Mar. 11, 2008 Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due:  April 7, 2008
See also:   Order: Rel. No. 34-57699

SR-CHX-2007-24
34-57458 Mar. 10, 2008 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions
Comments due:  April 7, 2008
See also:   Notice: Rel. No. 34-57137

SR-CHX-2007-18
34-57454 Mar. 7, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
See also:   Notice: Rel. No. 34-57203

SR-CHX-2007-21
34-57363 Feb. 20, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
Comments due:  March 20, 2008
See also:   Order: Rel. No. 34-57587

SR-CHX-2008-01
34-57315 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due:  March 12, 2008

SR-CHX-2007-27
34-57264 Feb. 4, 2008 Order Approving a Proposed Rule Change to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participantís Give-Up
See also:   Notice: Rel. No. 34-57036

SR-CHX-2007-18
34-57203 Jan. 25, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
Comments due:  February 22, 2008
See also:   Order: Rel. No. 34-57454

SR-CHX-2007-24
34-57137 Jan. 14, 2008 Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions
Comments due:  February 8, 2008
See also:   Notice/Order: Rel. No. 34-57458

SR-CHX-2007-23
34-57140 Jan. 14, 2008 Order Approving a Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. (Chicago time) Without Regard to the Opening on the Primary Market
See also:   Notice: Rel. No. 34-56698


CHX File Number List for 2008
Release No. Date Details

SR-CHX-2008-15
34-58966 Nov. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments
Comments due:  December 15, 2008

SR-CHX-2008-13
34-58362 Aug. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  September 11, 2008

SR-CHX-2008-12
34-58568 Sep. 17, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  October 16, 2008

SR-CHX-2008-11
34-58087 Jul. 2, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due:  July 31, 2008

SR-CHX-2008-07
34-57884 May 30, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  June 27, 2008

SR-CHX-2008-06
34-57767 May 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due:  May 29, 2008

SR-CHX-2008-05
34-57734 Apr. 29, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due:  May 27, 2008

SR-CHX-2008-03
34-57684 Apr. 18, 2008 Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
34-57479 Mar. 12, 2008 Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due:  April 8, 2008

SR-CHX-2008-02
34-57699 Apr. 23, 2008 Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
34-57464 Mar. 11, 2008 Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due:  April 7, 2008

SR-CHX-2008-01
34-57315 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due:  March 12, 2008

 

http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2008.shtml


Modified: 05/29/2014