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CHX Rulemaking Archive: 2010
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
CHX File Number List for 2010
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2010-25 |
| 34-63564 |
Dec. 16, 2010 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Eliminate the Validated Cross Trade Entry Functionality
Comments due: January 13, 2011
|
SR-CHX-2010-24 |
| 34-63498 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Individual Securities Circuit Breakers
Comments due: January 5, 2011
|
SR-CHX-2010-23 |
| 34-63487 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Transactions
Comments due: January 5, 2011
|
SR-CHX-2010-22 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also: Notice: Rel. No. 34-62949
|
| Third Quarter |
SR-CHX-2010-20 |
| 34-62980 |
Sep. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: October 20, 2010
|
SR-CHX-2010-22 |
| 34-62949 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due: October 18, 2010
See also: Order: Rel. No. 34-63255
|
SR-CHX-2010-13 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62336
|
SR-CHX-2010-14 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62408
|
SR-CHX-2010-13 |
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
SR-CHX-2010-14 |
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
SR-CHX-2010-13 |
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also: Notice: Rel. No. 34-62336
|
SR-CHX-2010-14 |
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62408
|
SR-CHX-2010-18 |
| 34-62650 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter its Tiered Schedule of Fees and Rebates for Participants for Trade Executions of Single-Sided Orders in Securities Priced Over One Dollar
Comments due: August 31, 2010
|
SR-CHX-2010-19 |
| 34-62642 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Order Cancellation Fee
Comments due: August 31, 2010
|
| Second Quarter |
SR-CHX-2010-14 |
| 34-62408 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend the List of Securities Subject to an Individual Circuit Breaker
Comments due: July 19, 2010
Additional Materials: Exhibit 3
See also: Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.
|
SR-CHX-2010-13 |
| 34-62336 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions
Comments due: July 19, 2010
See also: Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.
|
SR-CHX-2010-10 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-62130
|
SR-CHX-2010-11 |
| 34-62215 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations
Comments due: June 30, 2010
|
SR-CHX-2010-12 |
| 34-62214 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Amount of its Trading Permit Cancellation Fee
Comments due: June 30, 2010
|
SR-CHX-2010-10 |
| 34-62130 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor’s 500 Index
Comments due: June 3, 2010
See also: Order: Rel. No. 34-62252
Comments received are available for this notice.
|
SR-CHX-2010-09 |
| 34-62087 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decrease the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: June 9, 2010
|
SR-CHX-2010-08 |
| 34-62085 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Fixed Provide Credit for CHX-registered Institutional Brokers
Comments due: June 9, 2010
|
SR-CHX-2010-07 |
| 34-61903 |
Apr. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Incorrect or Inaccurate Cross-References
Comments due: May 13, 2010
Additional Materials: Exhibit 5
|
| First Quarter |
SR-CHX-2010-06 |
| 34-61733 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CHX Article 8, Rule 14 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors
Comments due: April 14, 2010
|
SR-CHX-2009-18 |
| 34-61680 |
Mar. 10, 2010 |
Order Approving a Proposed Rule Change to Amend its Co-Location Fees
See also: Notice: Rel. No. 34-61304
|
SR-CHX-2010-05 |
| 34-61671 |
Mar. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: April 5, 2010
|
SR-CHX-2010-04 |
| 34-61656 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Inc. to Aggregate Trading Activity of Affiliated Participants to Calculate Average Daily Trading Volume for Billing Purposes
Comments due: April 2, 2010
|
SR-CHX-2010-03 |
| 34-61493 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: March 3, 2010
|
SR-CHX-2010-02 |
| 34-61392 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Cancellation Fee
Comments due: February 17, 2010
|
SR-CHX-2010-01 |
| 34-61322 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Tiered Fee Schedule
Comments due: February 9, 2010
|
SR-CHX-2009-18 |
| 34-61304 |
Jan. 6, 2010 |
Notice of Filing of a Proposed Rule Change to Amend Co-Location Fees
Comments due: February 4, 2010
See also: Order: Rel. No. 34-61680
|
| CHX File Number List for 2010 |
| Release No. |
Date |
Details |
SR-CHX-2010-25 |
| 34-63564 |
Dec. 16, 2010 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Eliminate the Validated Cross Trade Entry Functionality
Comments due: January 13, 2011
|
SR-CHX-2010-24 |
| 34-63498 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Individual Securities Circuit Breakers
Comments due: January 5, 2011
|
SR-CHX-2010-23 |
| 34-63487 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program Related to Clearly Erroneous Execution Transactions
Comments due: January 5, 2011
|
SR-CHX-2010-22 |
| 34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
|
| 34-62949 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due: October 18, 2010
|
SR-CHX-2010-20 |
| 34-62980 |
Sep. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: October 20, 2010
|
SR-CHX-2010-19 |
| 34-62642 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Order Cancellation Fee
Comments due: August 31, 2010
|
SR-CHX-2010-18 |
| 34-62650 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter its Tiered Schedule of Fees and Rebates for Participants for Trade Executions of Single-Sided Orders in Securities Priced Over One Dollar
Comments due: August 31, 2010
|
SR-CHX-2010-14 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
|
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62408 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend the List of Securities Subject to an Individual Circuit Breaker
Comments due: July 19, 2010
Additional Materials: Exhibit 3
Comments received are available for this notice.
|
SR-CHX-2010-13 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62336
|
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
|
| 34-62336 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions
Comments due: July 19, 2010
Comments received are available for this notice.
|
SR-CHX-2010-12 |
| 34-62214 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Amount of its Trading Permit Cancellation Fee
Comments due: June 30, 2010
|
SR-CHX-2010-11 |
| 34-62215 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations
Comments due: June 30, 2010
|
SR-CHX-2010-10 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
| 34-62130 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor’s 500 Index
Comments due: June 3, 2010
Comments received are available for this notice.
|
SR-CHX-2010-09 |
| 34-62087 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decrease the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: June 9, 2010
|
SR-CHX-2010-08 |
| 34-62085 |
May 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Fixed Provide Credit for CHX-registered Institutional Brokers
Comments due: June 9, 2010
|
SR-CHX-2010-07 |
| 34-61903 |
Apr. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Incorrect or Inaccurate Cross-References
Comments due: May 13, 2010
|
SR-CHX-2010-06 |
| 34-61733 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CHX Article 8, Rule 14 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors
Comments due: April 14, 2010
|
SR-CHX-2010-05 |
| 34-61671 |
Mar. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: April 5, 2010
|
SR-CHX-2010-04 |
| 34-61656 |
Mar. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Inc. to Aggregate Trading Activity of Affiliated Participants to Calculate Average Daily Trading Volume for Billing Purposes
Comments due: April 2, 2010
|
SR-CHX-2010-03 |
| 34-61493 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar
Comments due: March 3, 2010
|
SR-CHX-2010-02 |
| 34-61392 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Cancellation Fee
Comments due: February 17, 2010
|
SR-CHX-2010-01 |
| 34-61322 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Tiered Fee Schedule
Comments due: 21 days after publication in the Federal Register
|
http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2010.shtml
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